MICHAEL J. KINNEY, M.D., APPELLANT,
v.
R.H. HALT ASSOCIATES, INC., D/B/A, CADSTRUCT & TANDEM ASSOCIATES, LTD. II, A FLORIDA LIMITED PARTNERSHIP, AND SOUTH BAY FRAMING SYSTEMS, INC., APPELLEES
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Dr. Kinney sued for personal injuries from a slip-and-fall but failed to timely produce discovery documents. The trial court imposed sanctions requiring fee reimbursement and ultimately dismissed his case with prejudice when he did not pay within ninety days. The appellate court reversed, holding that dismissal with prejudice for discovery violations requires explicit findings of willful disregard supported by specific facts and evidence of prejudice, which were lacking here since Kinney eventually complied with all orders.
The trial court abused its discretion in dismissing the case with prejudice because the court failed to make explicit findings of willful or flagrant disregard supported by specific facts as they existed at the time of dismissal, and the record contained no evidence of prejudice to the defendants, particularly since Dr. Kinney had ultimately produced all documents and paid all required fees.
[1] A dismissal with prejudice as a sanction for discovery violations infringes upon the constitutional right of access to the courts unless the circumstances are extreme and…
[2] Explicit findings of willful or flagrant disregard for court orders are essential before a dismissal with prejudice can be affirmed.
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Join FLexlaw to unlock all legal intelligence“A dismissal with prejudice for failure to comply with court orders consequently infringes upon this basic right in all but the most extreme and egregious circumstances.”
Establishes the high bar for dismissal with prejudice based on discovery violations under Florida's constitutional right of access to courts.
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Join FLexlaw to unlock all legal intelligenceDr. Kinney sued for personal injuries after slipping and falling at a building being renovated by the defendants. A discovery dispute arose when Dr. K…
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CASANUEVA, Judge.
Dr. Michael J. Kinney sued for personal injuries after he slipped and fell at a building being renovated by the appellee defendants. A discovery dispute arose regarding Dr. Kinney’s failure to provide the defendants with records related to his claim for lost income. Finding that Dr. Kinney willfully and deliberately failed to provide the requested records, the trial court entered sanction orders requiring Dr. Kinney to reimburse the defendants for their attorneys’ fees and costs spent litigating the issue. The orders warned Dr. Kinney that if he did not pay the defendants within ninety days, his action would be subject to dismissal upon the defendants’ further motion. Dr. Kinney did not pay; the defendants’ moved to dismiss; and the court entered a final judgment of dismissal with prejudice.
Dr. Kinney appealed the dismissal with prejudice to this court. In Kinney v. R.H. Halt & Assocs., Inc., 884 So. 2d 400, 402 (Fla. 2d DCA 2004), we reversed and remanded for the trial court “to reconsider the motion to dismiss and, if appropriate, to make an explicit determination of whether Kinney willfully failed to comply with the April 2003 sanction orders.” After a hearing on remand, the trial court once again dismissed Dr. Kinney’s action with prejudice on the basis that his failure to comply with the sanction orders reflected “a continuing pattern of willful and deliberate non-compliance” with court orders. Because the court abused its discretion in dismissing the case with prejudice, we reverse.
Although Dr. Kinney has delayed the discovery process in this case, at the time the judgment was entered, he had produced the fifty-four boxes of documents that were the subject of the discovery dispute. Furthermore, this court’s record reflects that he also paid each defendant for its attorneys’ fees and costs, with interest, for the litigation of that dispute. Thus, prior to the dismissal with prejudice, Dr. Kinney had performed as ordered, albeit tardily.
Article I, section 21, of the Florida Constitution provides the citizens of this state with the right of access to the courts: “The courts shall be open to every person for redress of any injury....” A dismissal with prejudice for failure to comply with court orders consequently infringes upon this basic right in all but the most extreme and egregious circumstances. See Commonwealth Fed. Sav. & Loan Ass’n v. Tubero, 569 So. 2d 1271, 1272 (Fla.1990); Matthews v. Chaffee, 849 So. 2d 483, 484-85 (Fla. 2d DCA 2003).
For this reason, explicit findings of willful or flagrant disregard are absolutely essential. Matthews, 849 So. 2d at 485. Here, the trial court found that Dr. Kinney had willfully disregarded orders, but those findings were not supported by specific facts as they existed at the time the dismissal was entered. In fact, the order of dismissal does not recite with particularity the conduct upon which the court relied in making its finding of willfulness. Although the plaintiffs tardy compliance might have been willful, the record does not explore the extent to which Dr. Kinney had the ability to pay the sanctions before he did so. The fact remains that, ultimately, the plaintiff did comply.
Furthermore, “[t]his court has refused to approve of the dismissal of a cause of action as a sanction for discovery violations when the appellee had not shown prejudice.” Owens v. Howard, 662 So. 2d 1325, 1327 (Fla. 2d DCA 1995). Here, the record is devoid of any evidence of prejudice to the defendants, particularly given the fact that the documents had been produced and attorneys’ fees paid at the time of the dismissal.
For these reasons, we hold that the trial court abused its discretion in dismissing Dr. Kinney’s lawsuit with prejudice, and we reverse and remand for further proceedings.
SALCINES, J., Concurs.
ALTENBERND, J., Concurs with opinion.
ALTENBERND, Judge,
Concurring.
I fully concur in this opinion. T write only to make two observations. First, the trial court appears to have misunderstood our intent when we remanded this case at the end of the previous appeal. We expected that it would hold an evidentiary hearing to determine whether willful noncompliance had occurred. The trial court held a nonevidentiary hearing and added language to its order that did not have a factual basis in the record. Dr. Kinney apparently moved from Sarasota to another country during this lawsuit. By the time of the hearing on remand, he had complied with the discovery and made the payments. Thus, from this court’s perspective it is not clear that Dr. Kinney’s noncompliance was willful.
Second, part of the difficulty in this case arises from the severity of the sanction. The disputed discovery all concerned Dr. Kinney’s earnings and earning capacity. If the trial court had not dismissed the entire lawsuit but had stricken the .claim for lost earnings, it is likely that our review would have been more deferential.
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H & R Block Bank v. Perry, 205 So. 3d 776 (Fla. 2d DCA 2016)…s in which the trial court makes findings supported by the record that the conduct involved was willful, persistent, or otherwise aggravated and that no lesser sanction would be just under the circumstances.3 See Kinney v. R.H. Halt & Assocs., Inc., 927 So. 2d 920, 921 (Fla. 2d DCA 2006) (finding an abuse of discretion in the dismissal with prejudice because “explicit findings of willful or flagrant disregard are absolutely essential”); see also Watson v. First Fla. Leasing, Inc., 537 So. 2d 1370, 1371-72 (Fl…
Authorities Cited
- Commonwealth Fed. Sav. & Loan Ass'n v. Moshe Tubero, 569 So. 2d 1271 (Fla. 1990)
- Matthews v. Davis E. Chaffee, 849 So. 2d 483 (Fla. 2d DCA 2003)
- Owens v. Howard, 662 So. 2d 1325 (Fla. 2d DCA 1995)
- Stanford v. State, 884 So. 2d 400 (Fla. 2d DCA 2004)