IN RE THE FLORIDA BAR. IN RE JOHN T. BOND

Fla. | 1974-09-18
No. 45393
ADKINS, C. J., and ROBERTS, ERVIN and DEKLE, JJ., concur., OVERTON, J., dissents with opinion.
301 So. 2d 446 Florida Supreme Court (1974) Caution
Cited by 12 cases

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Synopsis

The Florida Supreme Court addressed whether an attorney seeking reinstatement after resignation pending disciplinary proceedings must retake the Bar examination under the current rules or may proceed under the reinstatement procedures that existed when he resigned. The Court held that the procedural rules in effect at the time of resignation govern, allowing Bond to seek reinstatement without retaking the examination.


Holding

The reinstatement procedures in effect at the time of Bond's resignation on July 12, 1971, should apply. Bond is not required to retake the Bar examination and may proceed through the reinstatement process under Rule 11.11 as it existed in 1969, rather than being subject to the new Rule 11.08(5) requirements.


Headnotes

[1] A lawyer who resigned from The Florida Bar pending disciplinary proceedings is governed by the rules in effect at the time of resignation for reinstatement procedures.

[2] Applying a new rule that increases the penalty for reinstatement after resignation would be an improper retroactive application of the rule.

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Key Quotes

“To give retroactive effect to Rule 11.08(5) which requires, inter alia, that one who has resigned from The Florida Bar may be again admitted to the Bar only upon full compliance with the rules and regulations regarding admissions, would be to increase the penalty imposed upon petitioner.”

Establishes the core principle that retroactive application of new, more stringent reinstatement rules violates fairness and the principle against increasing penalties.

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Facts & Procedural History

John T. Bond resigned from The Florida Bar on July 12, 1971, during pending disciplinary proceedings. At the time of his resignation, he had restitute…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

This cause comes before us on petition for reinstatement as a member in good standing of The Florida Bar filed by John Bond. The sole issue with which this Court is presently concerned is the procedure to be followed by Bond in seeking reinstatement, i.e., whether he must seek readmission to the Bar pursuant to present Rule 11.08(5), Integration Rule of The Florida Bar, which became effective December 1, 1972, and which would require that he retake The Florida Bar examination; or whether he may seek reinstatement pursuant to Rule 11.11, Integration Rule, 1871, 225 So. 2d 881 (Fla.1969), which rule was in effect when he resigned and governed the procedure for subsequent reinstatement in which event, he would not be required to retake and successfully complete The Florida Bar examination.

In an opinion rendered by this Court on July 12, 1971, reported at 250 So. 2d 274 (Fla.1971), Bond was allowed to resign from The Florida Bar for a period of not less than three years. This Court, therein, stated:

“It is the judgment of the Court that Respondent be permitted to resign from the practice of law and membership in The Bar for three years, and thereafter until he shall have demonstrated to The Bar fitness to resume practice.” (e.s.)

This Court further found that restitution had been made of moneys, possession of which by Bond was the subject of complaints by The Florida Bar. In his petition for reinstatement, Bond alleges that his petition is filed pursuant to Article XI of the Integration Rule of The Florida Bar as amended through June 24, 1969; that at the time he resigned as a member of The Bar, there were three (3) pending matters filed against him before The Florida Bar which he alleges were resolved to the satisfaction of The Bar and the complaining parties; that he has no criminal record nor have there been any charges of a criminal nature filed against him; that he is unaware of any outstanding civil judgments against him; that he acknowledges a present indebtedness to various creditors including The Internal Revenue Service. He urges that he is now fit to resume the practice of law.

Rule 11.11, Integration Rule, 1971, 225 So. 2d 881 (Fla. 1969), provided in part:

“An attorney who has been disbarred other than by permanent disbarment, or whose resignation pending disciplinary proceedings has been accepted under conditions which allow reinstatement, may be reinstated to membership in The Florida Bar pursuant to this rule. The proceedings under this rule are not applicable to suspension for non-payment of dues.”

The Florida Bar, in its response to the petition for reinstatement, states that in 1972 this Court amended the Integration Rule to provide that, as in the case sub judice, where a lawyer resigns from The Florida Bar during the progress of disciplinary proceedings against him he may be again “ . . . admitted to the Bar upon full compliance with the rules and regulations governing admissions to the Bar. In such cases the Bar shall be given notice of the admission application and opportunity to furnish a statement opposing readmission.” (e.s.) Rule 11.08(5), Integration Rule. The Florida Bar declares that it and the Florida Board of Bar Examiners have interpreted the foregoing rule to require applicants, like petitioner, who apply for admission to the Bar to proceed through the Florida Board of Bar Examiners rather than by the method of reinstatement set forth in Rule 11.11 of the Integration Rule, which applies to “suspended” lawyers. The Florida Bar explicates that petitioner was permitted to resign from The Florida Bar in lieu of disciplinary proceedings on July 21, 1971; that the Integration Rule in effect at that time allowed one in petitioner’s position to apply for readmission to The Bar through the rule regulating reinstatements.

The present Rule 11.08 entitled “Resignation Pending Disciplinary Proceedings” 1 in effect at the time petitioner filed the instant petition, provides, in part:

“ (5) If resignation is accepted under this rule such resignation shall serve to dismiss all pending disciplinary cases and the resigned attorney may be again admitted to the Bar only upon full compliance with the rides and regulations governing admissions to the Bar. In such cases the Bar shall be given notice of the admission application and opportunity to furnish a statement opposing readmission.

“As amended effective June 30, 1969 (225 So. 2d 881) ; as amended May 31, 1972, effective December 1, 1972 (262 So. 2d 857).” (e.s.)

The procedures for reinstatement under Rule 11.11 were amended effective December 1, 1972, to eliminate reinstatement procedures for attorneys who had resigned or were disbarred. To give retroactive effect to Rule. 11.-08(5) which requires, inter alia, that one who has resigned from The Florida Bar may be again admitted to the Bar only upon full compliance with the rules and regulations regarding admissions, would be to increase the penalty imposed upon petitioner. The present Rule 11.08(5) states that one whose resignation is accepted under this rule may be again admitted to the Bar only upon compliance with rules regarding admission to the Bar.

However, petitioner’s resignation was not accepted under this rule but rather was accepted under Rule 11.08 effective June 20, 1969. Subsection (5) requiring one to follow readmission procedures was not a part of Rule 11.08 at the time of petitioner’s resignation. The amendment of Rule 11.08 to include sub-section (5) changes the effect of the rule. Present Rule 11.11, effective December 1, 1972, entitled “Reinstatement” now only applies to an attorney who has been suspended, while at the time petitioner resigned it applied to one who resigned pending disciplinary proceedings. Since petitioner did not resign pursuant to the new rule and, therefore, does not come within the language “If resignation is accepted under this rule . . . the rules regarding resignation and reinstatement in effect when this Court accepted petitioner’s resignation on July 12,- 1972, should apply sub judice. See Rassner v. Florida Bar, 301 So. 2d 451 (1974).

We direct that the petition of John T. Bond for reinstatement be duly processed in the manner provided by the governing rules as above-stated and that a referee be appointed to hold an evidentiary hearing and make recommendation thereon.

Our decision herein on the eligibility of petitioner to seek reinstatement is in nowise intended to reflect any judgment on the merits, either directly or indirectly, for or against petitioner’s reinstatement.

It is so ordered.

ADKINS, C. J., and ROBERTS, ERVIN and DEKLE, JJ., concur. OVERTON, J., dissents with opinion.

. Effective August 1, 1974, the underlined portion of the rule relating to full compliance with the rules and regulations governing admissions to the Bar has been deleted.

Dissent
OVERTON, Justice

OVERTON, Justice

(dissenting).

Once an individual has resigned from the Florida Bar, I do not believe he should have standing to complain about a change in the rules pertaining to reinstatement and a requirement to take the Bar examination. The majority opinion engrafts upon the present rules the prior rules pertaining to reinstatement in force at the time of a resignation. If our procedure is to be changed, it should be changed by rule and not by opinion.


Cases With Similar Vibessemantic neighbors from the corpus


Citator

Cited By

  • In re THE Fla. BAR. In re Monte K. Rassner, 301 So. 2d 451 (Fla. 1974)
    …stice (concurring and dissenting in part). I concur in the correct view expressed in the Court’s opinion that the subsequent rule cannot be given retroactive effect ex post facto to require petitioner to be reexamined. See Bond v. The Florida Bar, 301 So. 2d 446 (Fla.1974); The Florida Bar — In Re: Robert Timson, 301 So. 2d 448 (Fla.1974). (The current rule makes this a discretionary provision of the judgment of disbarment, thus eliminating any confusion on the point.) I respectfully dissent, however, to t…
  • In re THE Fla. BAR. In re Harold Turk, 307 So. 2d 162 (Fla. 1975)
    …sful completion of all examinations for admission to The Florida Bar subsequent to the entry of the judgment. A copy of the judgment shall be forthwith served upon the petitioner.” This Court has recently stated in The Florida Bar Re: John T. Bond, 301 So. 2d 446 (Fla.1974), filed September 18, 1974: “To give retroactive effect to Rule 11.-08(5) which requires, inter alia, that one who has resigned from The Florida Bar may be again admitted to the Bar only upon full compliance with the rules and regulations…
  • …effect at the time of the original disbarment, applies to this petition for reinstatement. They cite The Florida Bar. In re Turk, 307 So. 2d 162 (Fla.1975); The Florida Bar. In re Rassner, 301 So. 2d 451 (Fla.1974); and The Florida Bar. In re Bond, 301 So. 2d 446 (Fla.1974), as support for their position. A close reading of those eases, as well as others, shows their position to be in error. State ex rel. The Florida Bar v. Evans, 109 So. 2d 881 (Fla.1959), contains the original statement of the general rul…
    1 / 2

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