EASTLAND INVESTMENT COMPANY, AN OHIO CORPORATION, APPELLANT,
v.
J. R. TRUEMAN & ASSOCIATES, INC., AN OHIO CORPORATION, AND MARK D. FEINKNOFF, ET AL., APPELLEES

Fla. 3d DCA | 1973-12-18
No. 73-987
Before BARKDULL, C. J., and PEARSON and HAVERFIELD, JJ.
287 So. 2d 365 Florida District Court of Appeal, Third District (1973) Positive Treatment
Cited by 10 cases

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Synopsis

Eastland Investment Company appeals an order denying its motion for summary judgment and motion for judgment on the pleadings in a mechanic's lien foreclosure action brought by a contractor and architectural firm. The court affirms, holding that the sworn statement requirement under Florida Statutes § 713.06(3)(d)(1) does not apply to architectural firms rendering personal services or to contractors who have not yet engaged subcontractors.


Holding

The sworn statement requirement of Florida Statutes § 713.06(3)(d)(1) does not apply to architectural firms contracting directly with the owner to render only personal services, nor to contractors who have entered only preliminary negotiations with subcontractors and have not proceeded further in engaging them.


Headnotes

[1] A contractor must furnish a sworn statement as a condition precedent to foreclosing a mechanic's lien, unless the complaint alleges facts that clearly avoid this necessit…

[2] An architectural firm providing professional services is not considered a contractor within the meaning of the statute requiring a sworn statement for mechanic's lien for…

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Key Quotes

“Ordinarily, the general contractor must furnish the sworn statement as a condition precedent to the right to maintain an action to foreclose a mechanic's lien unless the complaint alleges facts clearly avoiding the necessity to furnish it, and the circumstances peculiar to each case govern.”

Establishes the general rule requiring sworn statements but allows for exceptions based on case-specific circumstances.

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Facts & Procedural History

Eastland Investment Company, an Ohio corporation, contracted with J. R. Trueman & Associates, Inc. to manage and supervise construction of an office c…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

By way of this interlocutory appeal, defendant-appellant seeks review of the chancellor’s order denying defendant’s motion for summary judgment and motion for judgment on the pleadings and granting plaintiff-appellees’ motions to strike certain affirmative defenses.

Plaintiff-appellee J. R. Trueman & Associates, Inc. (referred to herein as True-man), an Ohio corporation, filed a complaint to foreclose a mechanic’s lien and alleged therein that plaintiff (as contractor) entered into an agreement on April 19, 1973 with the defendant (as owner), Eastland Investment Company, also an Ohio corporation, to manage and supervise the construction of an office complex upon real estate located in Dade County, Florida and owned by the defendant-appellant. True-man alleged further that it did substantial work in connection with the acquisition and development of the subject properties until appellant, which had agreed to bear all costs incurred in construction, directed Trueman to discontinue performance due to rising costs and demanded a guarantee cost. Prior to this time, Trueman had entered into preliminary negotiations with potential subcontractors, but did not proceed further. Plaintiff-appellee Feinknopf, Feinknopf, Macioce and Schappa, an Ohio architectural partnership firm (herein referred to as Feinknopf), also instituted an action to foreclose a mechanic’s lien against the defendant and alleged that plaintiffs had entered into an oral agreement with the defendant-appellant to prepare architectural drawings for construction of the same office complex; that between March 4, 1972 and May 26, 1972 plaintiffs furnished the contracted professional services, the total'of which was $72,275.35 of which only $5,171.32 was paid, leaving a balance due to plaintiffs of $67,104.03.

Plaintiff-appellee Trueman claimed that it was due from the defendant $89,009.10 which included the $67,104.03 architectural fee sought by plaintiff-appellee Feinknopf. Both cases were consolidated and after discovery by written interrogatories, defendant filed its motions for summary judgment and judgment on the pleadings. Plaintiff-appellees filed motions to strike certain affirmative defenses of appellant. After oral argument thereon, the chancellor denied defendant’s motions and granted plaintiffs’ motions, from which defendant appeals.

On appeal, defendant-appellant first contends that the court erred in holding that persons alleged to be in privity with the owner could maintain an action to enforce a mechanic’s lien without having furnished the sworn statement required by Florida Statutes § 713.06(3) (d)(1), F.S.A. Ordinarily, the general contractor must furnish the sworn statement as a condition precedent to the right to maintain an action to foreclose a mechanic’s lien unless the complaint alleges facts clearly avoiding the necessity to furnish it, and the circumstances peculiar to each case govern. Brown v. First Federal Savings & Loan Association of New Smyrna, Fla.App.1964, 160 So. 2d 556.

Turning to the case sub judice, plaintiff-appellee Feinknopf is an architectural firm which is seeking to recover for its professional services and, therefore, is not a contractor within the meaning of F.S. § 713.06(3) (d)(1), F.S.A. For where, as in the instant case, the owner contracts directly with one whose only obligation is to alone render personal services incident to the improvement and the contract is one which under customary business practices excludes the notion that the services of a subcontractor are likely in order to consummate it, then the sworn statement required by F.S. § 713.06(3) (d)(1), F.S.A., is not required. See Maule Industries, Inc. v. Trugman, Fla.1952, 59 So. 2d 27; Orange Plumbing & Heating Company v. Wolfe, Fla.1956, 89 So. 2d 671; and Brown, supra.

As to plaintiff-appellee Trueman, the facts demonstrate that Trueman, although a contractor, had proceeded no further than entering into preliminary negotiations with subcontractors, thereby precluding the necessity of furnishing the sworn statement as a condition precedent to maintaining the mechanic’s lien foreclosure action.

Therefore, this contention of appellant must fail.

We considered appellant’s remaining points on appeal and found them to be without merit.

Accordingly, the.judgment is affirmed.

Affirmed.


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Citator

Cited By

  • …PER CURIAM. In this cause we considered whether we should review by conflict certiorari the decision of the District Court of Appeal, Third District, in Eastland Investment Co. v. J. R. Trueman & Associates, Inc. et al. (1973), 287 So. 2d 365. It initially appeared to us that conflict of decisions conferring jurisdiction to review existed. However, after study and hearing oral arguments it appears our taking jurisdiction was improvident. For example, conflict was urged by Petitioner Eas…
  • Oppenheim v. Newport Sys. Dev. Corp., 348 So. 2d 328 (Fla. 3d DCA 1977)
    …under the circumstances of the case the amendment should have been allowed. In Brown v. First Federal Savings & Loan Association of New Smyrna, 160 So. 2d 556, 561 (Fla. 1st DCA 1964) and Eastland Investment Co. v. J. R. Trueman & Associates, Inc., 287 So. 2d 365, 367 (Fla.3d DCA 1974) it was held that ordinarily a general contractor must furnish such a sworn statement as a condition precedent to the right to maintain an action to foreclose a mechanics’ lien “unless the complaint alleges facts clearly avoidi…
    1 / 2
  • Walter Harvey Corp. v. Cohen-Ager, Inc., 317 So. 2d 775 (Fla. 3d DCA 1975)
    …d to his complaint as Exhibit D, which purports to list all the material-men and labor paid by him and makes claim therefor, is sufficient to comply with the statute. Cf. Eastland Investment Company v. J. R. Trueman & Associates, Inc., Fla.App.1973, 287 So. 2d 365, where this court held: “Ordinarily, the general contractor must furnish the sworn statement as a condition precedent to the right to maintain an action to foreclose a mechanic’s lien unless the complaint alleges facts clearly avoiding the necessit…

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