GEROME BERRY
v.
STATE OF FLORIDA

Fla. 1st DCA | 2018-02-08
No. 16-1394
237 So. 3d 1165 Florida District Court of Appeal, First District (2018)

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Synopsis

A defendant appeals his conviction after the trial court failed to hold a competency hearing and adjudicate his competence to stand trial, despite ordering a competency evaluation based on defense counsel's good faith suggestion of incompetence. The appellate court holds that the trial court's failure to conduct a required hearing and enter a written adjudication of competency constitutes reversible error, but the error may be curable through retroactive determination of competency.


Holding

The trial court's failure to hold a competency hearing and adjudicate the defendant's competence to stand trial is reversible error. However, the error does not necessarily require a new trial if the trial court can make a retroactive determination of competency based on the evidence that existed prior to trial. If no such retroactive determination is possible, the trial court must properly adjudicate the defendant's present competency and, if found competent, conduct a new trial.


Headnotes

[1] A trial court must hold a competency hearing and enter a written order adjudicating a defendant competent before proceeding to trial when defense counsel raises reasonabl…

[2] When a trial court properly orders a competency evaluation based on good-faith concerns raised by defense counsel but fails to conduct the mandated hearing, the error may…

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Facts & Procedural History

Defense counsel expressed good faith, fact-based concerns about the defendant's mental competency to proceed. The trial court appropriately ordered a …

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Opinion of the Court

motion to withdraw, which was granted; and new counsel took over. The record then falls silent about Appellant’s competence. There is no indication that the expert’s report was filed, that the court conducted a hearing, or that the court adjudicated Appellant competent. This failure to hold a hearing and adjudicate competence is reversible error. “A criminal defendant has a procedural due process right to the observance of procedures adequate to protect his or her right not to be tried or convicted while incompetent to stand trial.” Zern v. State, 191 So. 3d 962, 964 (Fla. 1st DCA 2016) (citing Dougherty v. State, 149 So. 3d 672, 676 (Fla. 2014)). The test for competence is whether a defendant can consult with his attorney with a reasonable degree of rationality and whether he understands the nature of the proceedings against him. Mairena v. State, 6 So. 3d 80, 85 (Fla. 5th DCA 2009) (quoting Hill v. State, 473 So. 2d 1253, 1257 (Fla. 1985)). Defendants’ attorneys are in a unique position to comment on both of these factors, which is why their expressed doubts as to their client’s competency are given such great weight in determining whether a hearing is required. See Avilesrosario v. State, 152 So. 3d 851, 854 (Fla. 4th DCA 2014) (citing Calloway v. State, 651 So. 2d 752, 754 (Fla. 1st DCA 1995)).

The trial court must “observe the specific hearing requirements set forth in [Florida Rules of Criminal Procedure 3.210–.212].” Dougherty, 149 So. 3d at 676. The rules provide that a court shall set a competency hearing within twenty days if “defense counsel, the state, or the trial court has reasonable grounds to suggest that a defendant is not mentally competent to proceed.” Mairena, 6 So. 3d at 85 (citing Fla. R. Crim. P. 3.210(b)); accord Zern, 191 So. 3d at 964 (citing Brooks v. State, 180 So. 3d 1094, 1096 (Fla. 1st DCA 2015)); Avilesrosario, 152 So. 3d at 854 (citing Fla. R. Crim. P. 3.210(b)). The trial court has discretion in determining whether the circumstances, including counsel’s representations, create the required “reasonable grounds.” Rodgers v. State, 3 So. 3d 1127, 1132 (Fla. 2009) (citing rule 3.210(b)). The trial court’s determination of reasonable grounds is reviewed for abuse of discretion. Rodgers, 3 So. 3d at 1132.

In this case, the trial court appropriately ordered a competency evaluation based on trial counsel’s fact-based, good faith suggestion of incompetence. The trial court was required to hold a competency hearing and enter a written order adjudicating Appellant competent before he could be tried. It appears, however, that the change of counsel may have caused the issue to fall between the cracks, resulting in reversible error. This error does not necessarily require a new trial, however. This Court has previously held that “[t]he trial court may make a retroactive determination of competency with no change in Appellant’s judgment or sentence, if the evidence that existed prior to the hearing on Appellant’s charges supports a finding that he was competent at that time.” Cotton v. State, 177 So. 3d 666, 668–69 (Fla. 1st DCA 2015). “If the trial court cannot make a retroactive determination, it must properly adjudicate Appellant’s present competency and, if the court finds Appellant competent to proceed,” conduct a new trial. Id. at 669.

REVERSED and REMANDED.

WOLF and OSTERHAUS, JJ., concur. _____________________________ Not final until disposition of any timely and authorized motion under Fla. R. App. P. 9.330 or 9.331.

_____________________________ Andy Thomas, Public Defender, and Courtenay H. Miller, Assistant Public Defender, Tallahassee, for Appellant. Pamela Jo Bondi, Attorney General, and Trisha Meggs Pate, Assistant Attorney General, Tallahassee, for Appellee.


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