STATE OF FLORIDA, APPELLANT,
v.
DONALD J. BANKS, APPELLEE

Fla. 2d DCA | 1998-06-12
No. 97-04180
QUINCE and WHATLEY, JJ., concur., PATTERSON, A.C.J., concurs specially.
712 So. 2d 1165 Florida District Court of Appeal, Second District (1998) Negative Treatment
Cited by 4 cases

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Synopsis

The State appeals a downward departure sentence imposed on Donald Banks for aggravated battery. The trial court departed downward from guidelines based on the need for restitution, but the appellate court reversed, finding this reason unsupported by sufficient evidence in light of objections from both the State and victim.


Holding

The court reversed the departure sentence, holding that no factors shown by preponderance of the evidence reasonably justify a finding that the need for restitution outweighs the need for a prison sentence when the victim and prosecutor object. The court also noted the trial court failed to find Banks' ability to pay restitution as required by precedent.


Headnotes

[1] A downward departure sentence must be based upon circumstances or factors which reasonably justify mitigation of the sentence, and such circumstances or factors must be e…

[2] The need for restitution may serve as a statutory reason for a downward departure sentence.

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Key Quotes

“a downward departure must be based upon circumstances or factors which reasonably justify mitigation of the sentences; such circumstances or factors supporting a departure sentence must be established by a preponderance of the evidence”

Establishes the legal standard for any downward departure sentence

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Facts & Procedural History

Banks became angered when victim Mark Gutillo drove at excessive speed in their neighborhood, pursued Gutillo to his driveway, and punched him multipl…

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Opinion of the Court
PER CURIAM.

PER CURIAM.

The State appeals from the downward departure sentence imposed on Donald J. Banks for the offense of aggravated battery. We agree with the State that the reason for departure is not supported by sufficient record evidence and reverse.

This ease involves an altercation which arose when Banks became angered by the victim, Mark Gutillo, driving at an excessive speed in their neighborhood. Banks pursued Gutillo to his driveway and punched Gutillo several times in the face. Gutillo suffered serious and permanent injuries to one eye.

After an off-the-record bench conference between Banks’ attorney, the prosecutor, and the court, Banks tendered a plea of no contest to the charge based on a representation that he would receive probation. The guidelines scoresheet reflects sixty-eight state prison months, with a minimum of fifty-one months and a maximum of eighty-five months. The State-objected on the record to a downward departure. The court accepted Banks’ plea, withheld adjudication, and sentenced Banks to four years’ probation with special conditions that Banks complete anger management counseling and make restitution to the .victim in an amount to be determined later. The reason given for departure was “[t]he need for payment of restitution to the victim outweighs the need for a prison sentence.” 1 At a subsequent restitution hearing, the trial court ordered Banks to make restitution of $6,902.32 to the victim and $35 to the Crimes Compensation Fund.

At sentencing, the victim described his injuries and objected to Banks receiving probation. Although the victim’s age does not appear in the record, he was accompanied by his parents, who each expressed their objections to the sentence. The mother stated, “I feel-it’s a very lenient punishment for what he did to my son. I would forgo the restitution and pay the money myself back to the State.” Although the victim made no reference to restitution, it is clear that his interest centered on Banks going to prison.

Thus, at issue is the trial court’s authority to rely on the “need for restitution” departure reason in the face of objection by the State and the victim. Both section 921.0016(4)(e), Florida Statutes (1995), and Florida Rule of Criminal Procedure 3.991(b) authorize the need for restitution as a downward departure reason. A downward departure, however, must be based upon circumstances or factors which reasonably justify mitigation of the sentences; such circumstances or factors supporting a departure sentence must be established by a preponderance of the evidence. See § 921.001(6), Fla. Stat. (1995).

In view of the opposition by the victim and the prosecutor to the departure, we conclude that no factors, shown by a preponderance of the evidence, reasonably justify a finding here that the need for restitution outweighs the need for a prison sentence. We also note that, even though a restitution order was entered, the trial court made no finding of Banks’ ability to pay restitution, as we held to be necessary in State v. Baker, No. 96-05191 (Fla. 2d DCA June 5,1998).

Accordingly, we reverse Banks’ sentence and remand for resentencing within the guidelines. Since Banks’ sentence was the result of a plea agreement between Banks and the trial court, Banks must be given the opportunity to withdraw this plea on remand. See State v. Cohen, 667 So. 2d 438 (Fla. 2d DCA 1996). As we did in Baker, we certify the following question as being of great public importance:

WHAT FACTORS MUST BE PROVEN BY A PREPONDERANCE OF THE EVIDENCE TO ESTABLISH THAT THE NEED FOR PAYMENT OF RESTITUTION OUTWEIGHS THE NEED FOR A PRISON SENTENCE TO JUSTIFY A DOWNWARD DEPARTURE SENTENCE?

QUINCE and WHATLEY, JJ., concur. PATTERSON, A.C.J., concurs specially.

. There was some discussion on the record that the court might also rely on the victim having provoked the incident, but this reason was not formally adopted.

Concurrence
PATTERSON, Acting Chief Judge,

PATTERSON, Acting Chief Judge,

Concurring specially.

I concur with the majority’s result, but write to express my disagreement with one of the stated reasons for reversal. The majority here, as in State v. Baker, 713 So. 2d 1027 (Fla. 2d DCA 1998), has added a condition not found in section 921.0016(4)(e), Florida Statutes (1995), or Florida Rule of Criminal Procedure 3.991(b) to the downward departure reason of the need for restitution. In addition to the trial court finding a need for restitution, this court has added the requirement that the defendant has the ability to pay restitution. In my view, if the legislature or the supreme court had desired such a condition, they would have provided for it. I do not think that this court has the authority to modify either the statute or the rule to add this requirement. This is particularly true in light of the fact that effective May 8, 1995, section 775.089(6), Florida Statutes, was amended to provide that financial resources and ability to pay restitution shall be considered at the time of enforcement of a restitution order, rather than at the time restitution is ordered. See Nieves v. State, 678 So. 2d 468 (Fla. 5th DCA 1996).

I agree with the certified question not • only as to the issue of the ability to pay, but also as it relates to a victim’s desire to receive restitution. An order of restitution, except in exceptional circumstances, is mandated by section 775.089(l)(a), Florida Statutes (1995). Under some circumstances, restitution constitutes a debt due, owing, and payable to the State pursuant to section 960.17, Florida Statutes (1995). Although I think that the court may consider the victim’s desires for restitution in reaching a determination to use this reason for departure, I do not think that the victim’s desires should be deemed controlling. It is the trial court’s duty to determine whether the need for restitution outweighs the need for a prison sentence, notwithstanding the position of the victim or the prosecution, and that determination is at least to some extent a subjective one. It is not the job of an appellate court to re-evaluate the trial court’s findings absent a clear abuse of discretion.

In this case, however, as the majority notes, the record does not contain evidence to support the trial court’s downward departure. Thus, the departure was -an abuse of discretion, and I therefore agree that the case must be reversed and remanded for sentencing within the guidelines.


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Citator

Cited By

  • Donald B. Banks v. State, 732 So. 2d 1065 (Fla. 1999)
    …SHAW, J. We have for review State v. Banks, 712 So. 2d 1165 (Fla. 2d DCA 1998), wherein the district court certified: What factors must be proven by a preponderance of the evidence to establish that the need for payment of restitution outweighs the need for a prison sentence to justify a downward departure…
  • del Valle v. State, 80 So. 3d 999 (Fla. 2011)
    …he time restitution is ordered.”); cf. Banks v. State, 732 So. 2d 1065, 1069-70 (Fla.1999) (“The [district] court added: ‘[T]he trial court made no finding of Banks’ ability to pay restitution, as we [have] held to be necessary....’ [State v. Banks, 712 So. 2d 1165, 1166 (Fla. 2d DCA 1998).] This was error.... [A] defendant’s ability to pay restitution is a nonissue when the court is weighing the need for restitution versus the need for imprisonment. Section 775.089(6), Florida Statutes (1995), provides that a…

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