SHARON LANE, PETITIONER,
v.
ILANA SARFATI, AS NATURAL GUARDIAN OF DANIEL SARFATI, A MINOR CHILD, AND ILANA SARFATI, INDIVIDUALLY, RESPONDENTS
AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.
Sharon Lane, a theatrical management services provider, sought to disqualify Richard Wolfe as counsel for her clients the Sarfatis in a dispute over a management contract that Wolfe had previously drafted an addendum for on Lane's behalf. The Florida District Court of Appeal granted Lane's petition for certiorari, holding that Wolfe was disqualified under Bar Rule 4-1.9 because representing the Sarfatis against Lane would involve the same substantially related matter where their interests were materially adverse to his former client.
The court held that Wolfe should be disqualified under Bar Rule 4-1.9 because he represented Lane (the former client) regarding the contract and addendum at issue, and representing the Sarfatis against Lane would constitute representation in the same or substantially related matter where their interests are materially adverse to Lane's interests.
[1] A lawyer who formerly represented a client in a matter shall not thereafter represent another person in the same or a substantially related matter in which that person's…
[2] A lawyer's provision of legal advice constitutes a legal service, and the attorney-client privilege is not contingent on the lawyer rendering additional services connecte…
Previewing 2 of 4 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligence“A lawyer who has formerly represented a client in a matter shall not thereafter: (a) represent another person in the same or substantially related matter in which that person's interests are materially adverse to the interests of the former client unless the former client agrees after consultation.”
The applicable ethical rule (Bar Rule 4-1.9) that requires disqualification of attorneys from representing clients against former clients in substantially related matters with adverse interests.
Previewing 1 of 3 key quotes on this case — the court’s exact language, pinpointed for members.
Join FLexlaw to unlock all legal intelligenceIn 1992, Lane consulted attorney Wolfe for legal advice on a standard form contract used in her management services business, and Wolfe provided an ad…
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COPE, Judge.
Sharon Lane petitions for a writ of certiorari, asserting that the trial court departed from the essential requirements of law by denying Lane’s motion to disqualify trial counsel for respondents liana Sarfati and Daniel Sarfati. We grant the petition.
Petitioner Sharon Lane provides management services for persons in theatrical professions. In 1992 Lane contacted Richard C. Wolfe to elicit his legal advice concerning the standard form contract she was using in her business. In response Wolfe provided Lane an addendum which he suggested be appended to Lane’s standard form contract.
Respondent liana Sarfati and her minor son, Daniel Sarfati, are clients of Lane. Daniel Sarfati is a child actor. In 1995 the Sarfatis executed Lane’s standard form contract for management services, including the addendum provided by Wolfe.*
Subsequently, disputes have arisen between Lane and the Sarfatis concerning the meaning and enforceability of the contract and the addendum. The Sarfatis filed this action for declaratory and injunctive relief, and expressly asked the trial court to construe the addendum and determine whether the parties are bound by the contract. The suit was filed by other counsel, but thereafter the Sarfatis moved to allow Wolfe’s law firm, Bedzow, Korn & Kan, P.A., to be substituted as their counsel. Lane objected and moved to disqualify Wolfe and his law firm. The trial court allowed the substitution and denied the motion to disqualify. Lane has petitioned for certiorari.
Because the construction of the addendum is a material issue in the present action Lane very properly moved for disqualification of Mr. Wolfe as counsel for respondents. Bar Rule 4-1.9 states:
A lawyer who has formerly represented a ehent in a matter shall not thereafter:
(a) represent another person in the same or substantially related matter in which that person’s interests are materially adverse to the interests of the former ehent unless the former ehent agrees after consultation.
Consistent with the dictates of that rule, Wolfe should be disqualified from representing a ehent against Lane where the issues are interpretation of Lane’s standard form contract, which Wolfe reviewed, and the very addendum Wolfe provided to Lane. The comment to Rule 4-1.9 is squarely on point: “Thus, a lawyer could not properly seek to rescind on behalf of a new ehent a contract drafted on behalf of the former ehent.”
It is irrelevant that the addendum was lifted from a form book or that Wolfe did not provide Lane any advice other than that she should use the addendum form. “Legal advice, after all, is by itself a legal service. It is not necessary to the existence of the [attorney-chent] privilege that the lawyer render some additional service connected with the legal advice.” Dean v. Dean, 607 So. 2d 494, 499 (Fla. 4th DCA 1992), review dismissed, 618 So. 2d 208 (Fla.1993). Moreover, in considering whether the attorney-chent privilege apphes so as to disqualify an attorney from opposing a former ehent, the focus “is on the perspective of the person seeking out the lawyer, not on what the lawyer does after the consultation.” Id.
The petition for certiorari is granted and the cause remanded with directions to grant the motion for disqualification.
LEVY, J., concurs.
*
Lane made an immaterial change to two terms used in the addendum.
GERSTEN, Judge
(concurring).
I concur in the result. While the Rules of Professional Conduct are referred to in disqualification proceedings as providing a base standard for testing the sufficiency of a disqualification motion, there are many other considerations which must also be analyzed. Castro v. State, 597 So. 2d 259 (Fla.1992); City of Lauderdale Lakes v. Enterprise Leasing Co., 654 So. 2d 645 (Fla. 4th DCA 1995).
I would note further that breach of an ethical canon is not a prerequisite to disqualification, State Farm Mutual Automobile Ins. Co. v. K.A.W., 575 So. 2d 630 (Fla.1991), and I stress that the Rules of Professional Conduct are meant solely to provide ethical guidelines and for utilization in Florida Bar disciplinary proceedings. See Florida Bar re: Rules Regulating the Florida Bar, 494 So. 2d 977, 1023 (Fla.), op. corrected, 507 So. 2d 1366 (Fla.1986); ABA Comm, on Ethics and Professional Responsibility, Informal Op. 870 (1965) (quoting H. Drinker, Legal Ethics 194 (1953)); ABA Comm, on Professional Ethics and Grievances, Informal Op. 6 (1957); see also Mark Jay Kaufman, P.A. v. Davis & Meadows, P.A. 600 So. 2d 1208 (Fla. 1st DCA 1992); Lee v. Florida Dep’t of Ins. and Treasurer, 586 So. 2d 1185, 1188 (Fla. 1st DCA 1991).
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Metcalf v. Metcalf, 785 So. 2d 747 (Fla. 5th DCA 2001)…h attorney who later represented defendant was protected by attorney/client privilege, even though mother did not retain attorney, because mother was acting as agent for her son for purpose of securing legal representation for him); Lane v. Sarfati, 676 So. 2d 475, 476 (Fla. 3d DCA 1996); The Florida Bar v. King, 664 So. 2d 925, 927 (Fla.1995) (holding that a fee is not necessary to form an attorney/client relationship) (citing Dean). Once it is established that an attorney/client relationship exists, the pa…
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ASI Holding Co., Inc. v. Royal Beach & Golf Resorts, LLC, 163 So. 3d 668 (Fla. 1st DCA 2015)…he NDA haven’t changed in all these years. As such, M & J would be placed in a position of attacking its prior legal opinion and advice regarding the NDA were it to represent the Resort in this case. The facts of this case resemble Lane v. Sarfati, 676 So. 2d 475 (Fla. 3d DCA 1996), in which an attorney advised a client regarding a contract used in her business and suggested a particular addendum. Id. When a contract dispute later arose, the party adverse to the prior client moved to have the same attorney s…
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Authorities Cited
- State Farm Mut. Auto. Ins. Co. v. K.A.W., 575 So. 2d 630 (Fla. 1991)
- Providence Square Ass'n, Inc. v. Biancardi, 507 So. 2d 1366 (Fla. 1987)
- The Fla. Bar re Rules Regulating the Fla. Bar, 494 So. 2d 977 (Fla. 1986)
- Castro v. State, 597 So. 2d 259 (Fla. 1992)
- Dean v. Dean, 607 So. 2d 494 (Fla. 4th DCA 1992)
- LEE v. Fla. Dep't OF Ins. & Treas., 586 So. 2d 1185 (Fla. 1st DCA 1991)
- City OF Lauderdale Lakes v. Enter. Leasing Co., 654 So. 2d 645 (Fla. 4th DCA 1995)
- Mark JAY Kaufman, P.A. v. Davis & Meadows, P.A., 600 So. 2d 1208 (Fla. 1st DCA 1992)