SIR MICHAEL A. MAPS
v.
THE STATE OF FLORIDA
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The appellate court affirmed a defendant's convictions and sentences, holding that the trial court did not err by failing to conduct a new Faretta inquiry when the defendant reasserted his desire to represent himself after initially waiving counsel. The court found the defendant was adequately informed of the risks and consequences of self-representation.
No, the trial court did not err. The court's initial Faretta inquiry was adequate, and the record demonstrated that the defendant remained aware of his rights, the charges, potential penalties, and the risks of self-representation when he chose to proceed pro se again.
[1] A defendant has the right to represent himself at trial, provided the waiver of counsel is knowing, intelligent, and voluntary.
[2] A trial court must conduct a Faretta inquiry to ensure a defendant's waiver of counsel is knowing, intelligent, and voluntary.
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Join FLexlaw to unlock all legal intelligence“The Sixth Amendment. . . implies a right of self-representation.”
Establishes the constitutional basis for a defendant's right to represent themselves.
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Join FLexlaw to unlock all legal intelligenceThe defendant, Sir Michael A. Maps, was convicted of sexual battery and represented himself at trial. He had previously waived his right to counsel af…
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LOBREE, J. In these consolidated appeals, Sir Michael A. Maps (“Maps”), a defendant who represented himself at his jury trial, challenges his convictions and sentences for two counts of sexual battery with the threatened use of a deadly weapon (firearm) and/or the use of actual physical force likely to cause serious personal injury.
We affirm on all issues but write to address Maps’ contention that he is entitled to a new trial on the basis that the trial court failed to conduct an adequate Faretta1 inquiry prior to allowing him to waive his right to counsel and represent himself at trial.2 Maps was appointed a series of attorneys to represent him, but he was dissatisfied with most, if not all, of them.3 State, 71 So. 3d 848, 864 (Fla. 2011), and reject this contention on this record.
Subject to some limitations, a person accused of a crime has the right to conduct his own defense. See Faretta, 422 U.S. at 821 (“The Sixth Amendment. . . implies a right of self-representation.”).
Once an accused unequivocally chooses to avail himself or herself of this right and waive the assistance of counsel, the trial court must inquire of the accused to ensure the waiver is knowing, intelligent, and voluntary (a “Faretta inquiry”).
See Tennis v. State, 997 So. 2d 375, 378 (Fla. 2008); Kendle v. State, 255 So. 3d 400, 403-04 (Fla. 3d DCA 2018) (“[A]n accused has the right to represent himself so long as his waiver of his right to counsel is knowingly and intelligently made.”).
The court must determine that the accused is “aware of what he or she is doing, and [that] his or her choice [is] made with eyes open.” Kendle, 255 So. 3d at 404. “The competence that is required of a defendant seeking to waive his right to counsel is the competence to waive the right, not the competence to represent himself.” Id. (emphasis removed).
The determination of whether a defendant’s waiver is knowing, intelligent, and voluntary depends on the facts and the circumstances of a given case. See Hooker v. State, 152 So. 3d 799, 801 (Fla. 4th DCA 2014).
Generally, the trial court must inquire about the defendant’s age, education, and legal experience, Potts v. State, 718 So. 2d 757, 760 (Fla. 1998), and warn him or her about “the disadvantages and dangers of self-representation,” Fla. R. Crim. P. 3.111(d)(2); see also Waterhouse v. State, 596 So. 2d 1008, 1014 (Fla. 1992). This determination, however, ultimately turns on the defendant’s understanding of his choices and risks of self-representation. Holley v. Sec’y, Dep’t. of Corr., 518 F. App’x. 857, 858 (11th Cir. 2013); see also Rogers v. Singletary, 698 So. 2d 1178, 1181 (Fla. 1996) (“The ultimate test is not the trial court’s express advice, but rather the defendant’s understanding.”) (quoting Fitzpatrick v. Wainwright, 800 F. 2d 1057, 1064 (11th Cir. 1986)). In the present case, Maps concedes that the trial court conducted the required Faretta colloquy and properly concluded that he knowingly, intelligently, and voluntarily waived his right to counsel at the January 31, 2018 hearing.
However, he argues that the court was required to repeat its admonishments on the dangers of self-representation before permitting him to discharge his counsel again at the ensuing February 12, 2018 hearing and subsequently to represent himself at trial. In support of his contention, Maps relies on Davis v. State, 10 So. 3d 176 (Fla. 5th DCA 2009).
Davis, however, does not aid Maps. There, the defendant violated his community control after his release from imprisonment following his convictions for illegally dumping litter and maintaining a public nuisance. Id. at 177.
At the revocation hearing, he expressed a desire to represent himself, and, following a Faretta inquiry, he was permitted to do so. Id. The community control was reinstated with modified the conditions, which the defendant eventually violated as well. Id. At the subsequent revocation hearing, he again informed the court he wished to represent himself, which the court allowed without conducting a new Faretta inquiry. Id. at 177-78. While the Fifth District found the court’s failure to repeat the admonishments reversible error, it also noted it was unable to determine whether the court’s Faretta inquiry in the earlier revocation proceedings was sufficient to excuse the failure, as the record on appeal contained no transcript of that inquiry. Id. at 179, 179 n.2. The court, however, implied it likely would had been insufficient even if it had, as the subsequent revocation proceeding was based on new charges. See id. at 179 n.2. By contrast, in this case, the January 31, 2018 hearing and the February 12, 2018 hearing were both part of the same pretrial stage of the proceedings, and the record in this case does indeed contain the transcript of the earlier hearing, at which the trial court conducted lengthy and adequate Faretta colloquy prior to finding Maps’ decision to represent himself knowing, intelligent, and voluntary. Further, as the State correctly maintains, courts have recognized that in some circumstances, a court’s decision to forgo a full Faretta colloquy prior to accepting a defendant’s waiver of the right to counsel might not amount to error if the record as a whole demonstrates that the defendant was well aware of his rights and made a knowing, intelligent, and voluntary election to represent himself. See Waterhouse, 596 So. 2d at 1014; see also United States v. Bisong, 645 F. 3d 384, 393-95 (D.C. Cir. 2011) (finding that district court was not required to repeat its prior admonishments on dangers of self-representation where record established that defendant was adequately informed of these risks four months earlier); Islam v. Miller, 166 F. 3d 1200 (2d Cir. 1998) (unpublished) (rejecting defendant’s contention that judge was obligated to conduct second Faretta colloquy after defendant abandoned his original request to deliver closing argument, as record indicated he understood his rights and his final decision to deliver summation was made knowingly and intelligently); United States v. Tracy, 12 F. 3d 1186, 1192-94 (2d Cir. 1993) (finding no error where court allowed defendant to represent himself at trial but did not repeat all of its advice given to him at suppression hearing conducted three weeks earlier, as “record indicate[d] that [he] understood his rights and was capable of making a knowing and intelligent decision to represent himself”).
In this case, based on the careful review of the record before us, we likewise cannot say that the court erred in failing to perform another inquiry into Maps’ waiver of the right to be represented by counsel. It is undisputed that the initial waiver on January 31, 2018 was made knowingly, intelligently, and voluntarily, there were no changes in the intervening circumstances between the original waiver of counsel and the renewed waiver on February 12, 2018, and nothing in the record shows that Maps’ brief change of mind in any way affected his understanding of his rights, the charges and possible penalties he was facing, or the risks of self-representation. See Green v. Grounds, No. CV 11–2722–JST(E), 2011 WL 5118783, at *8 (C.D. Cal. Oct. 26, 2011) (court’s failure to obtain renewed waiver of right to counsel prior to sentencing did not violate Sixth Amendment where initial waiver was knowing and voluntary and temporary relinquishment of defendant’s Faretta rights for purposes of appeal did not vitiate his understanding of charges, possible penalties, or dangers of self-representation); cf. United States v. Modena, 302 F. 3d 626, 630-31 (6th Cir. 2002) (holding that where defendant initially chose to waive counsel following adequate Faretta colloquy, later sent letter to court requesting counsel, but thereafter withdrew his request, his “interim change of heart” regarding his initial election to waive counsel did not require a new Faretta inquiry at subsequent pretrial conference at which he reiterated his desire to represent himself).
The record here demonstrates that Maps, made well aware of his rights, the nature of the charges against him, the possible penalties, and the consequences and dangers of self-representation, consciously and adamantly elected to discharge his counsel and represent himself at trial, thus leaving no doubt that he knew what he was doing and that his choice to represent himself was made “with eyes open.” See Kendle, 255 So. 3d at 404. We also note that the offer of assistance of counsel was renewed to Maps at each subsequent stage of the proceedings at which he appeared without counsel, see Fla. R. Crim. P. 3.111(d)(5) (providing that “[i]f a waiver is accepted at any stage of the proceedings, the offer of assistance of counsel shall be renewed by the court at each subsequent stage of the proceedings at which the defendant appears without counsel”), but declined.
Thus, under the circumstances of this case, we discern no error in the trial court’s allowing Maps to represent himself at trial and affirm.
Affirmed.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited
- Faretta v. California, 422 U.S. 806 (U.S. 1975)
- Nelson v. State, 274 So. 2d 256 (Fla. 4th DCA 1973)
- McCRAY v. State, 71 So. 3d 848 (Fla. 2011)
- Gabby Tennis v. State, 997 So. 2d 375 (Fla. 2008)
- Waterhouse v. State, 596 So. 2d 1008 (Fla. 1992)
- Potts v. State, 718 So. 2d 757 (Fla. 1998)
- Rogers v. Singletary, 698 So. 2d 1178 (Fla. 1996)
- Davis v. State, 10 So. 3d 176 (Fla. 5th DCA 2009)
- Cravelyn Hooker v. State, 152 So. 3d 799 (Fla. 4th DCA 2014)
- Kendle v. State, 255 So. 3d 400 (Fla. 3d DCA 2018)