SHEERIN
v.
COMMISSIONER OF SOCIAL SECURITY
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The court affirmed the Commissioner's decision, finding the ALJ's RFC determination and assessment of expert opinions were supported by substantial evidence.
[1] The Social Security Administration's five-step sequential inquiry for determining disability requires the claimant to prove disability through step four, after which the…
[2] Substantial evidence supporting a Commissioner's disability decision is more than a mere scintilla but less than a preponderance, consisting of relevant evidence a reason…
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Join FLexlaw to unlock all legal intelligencePlaintiff appealed the denial of disability benefits, alleging inability to work due to various physical and mental impairments. The ALJ found her not…
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OPINION AND ORDER2
I. Status
Sandra Sheerin (“Plaintiff”) is appealing the Commissioner of the Social Security Administration’s (“SSA(’s)”) final decision denying her claims for disability insurance benefits (“DIB”) and supplemental security income (“SSI”). Plaintiff’s alleged inability to work is the result of degenerative joint disease, arthritis, left knee pain, a torn left meniscus, high blood pressure, tinnitus, migraines, anxiety, depression, insomnia, and memory loss. Transcript of Administrative Proceedings (Doc. No. 13; “Tr.” or “administrative transcript”), filed May 14, 2019, at 62, 74, 91, 106, 243. Plaintiff filed applications for DIB and SSI on October 13, 2015, alleging an onset disability date of April 20, 2015. Tr. at 213 (DIB); Tr. 1 Andrew M. Saul became the Commissioner of Social Security on June 17, 2019. Pursuant to Rule 25(d)(1), Federal Rules of Civil Procedure, Andrew M. Saul should be substituted for Nancy A. Berryhill as Defendant in this suit. No further action need be taken to continue this suit by reason of the last sentence of section 205(g) of the Social Security Act, 42 U.S.C. § 405(g).
psychologist, Dr. [Darren] Kirkendall.” Plaintiff’s Brief (Doc. No. 18; “Pl.’s Br.”), filed July 15, 2019, at 1. In making the first argument, Plaintiff specifically contends that “[t]he record does not contain legitimate evidence that [Plaintiff] was able to perform the standing and walking requirements of light work after the decline in her left knee condition . . . .” Pl.’s Br. at 1. On September 13, 2019, Defendant filed a Memorandum in Support of the Commissioner’s Decision (Doc. No. 19; “Def.’s Mem.”) addressing Plaintiff’s arguments. After a thorough review of the entire record and consideration of the parties’ respective memoranda, the undersigned finds that the Commissioner’s final decision is due to be affirmed. II. The ALJ’s Decision
When determining whether an individual is disabled,4 an ALJ must follow the fivestep sequential inquiry set forth in the Code of Federal Regulations (“Regulations”), determining as appropriate whether the claimant (1) is currently employed or engaging in substantial gainful activity; (2) has a severe impairment; (3) has an impairment or combination of impairments that meets or medically equals one listed in the Regulations; (4) can perform past relevant work; and (5) retains the ability to perform any work in the national economy. 20 C.F.R. §§ 404.1520, 416.920; see also Phillips v. Barnhart, 357 F. 3d 1232, 1237 (11th Cir. 2004). The claimant bears the burden of persuasion through step
four, and at step five, the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). Here, the ALJ followed the five-step sequential inquiry. See Tr. at 24-34. At step one, the ALJ determined that Plaintiff “has not engaged in substantial gainful activity since April 20, 2015, the alleged onset date.” Tr. at 24 (emphasis and citation omitted). At step two, the ALJ found that Plaintiff “has the following severe impairments: arthropathies, essential hypertension, obesity, migraine headaches, depression, and anxiety.” Tr. at 24 (emphasis and citation omitted). At step three, the ALJ ascertained that Plaintiff “does not have an impairment or combination of impairments that meet or medically equals the severity of one of the listed impairments in 20 [C.F.R.] Part 404, Subpart P, Appendix 1.” Tr. at 24 (emphasis and citation omitted). The ALJ determined that Plaintiff has the following RFC: [Plaintiff can] perform light work as defined in 20 [C.F.R. §§] 404.1567(b) and 416.967(b) except with no climbing and/or exposure to hazards; only occasional stooping, crouching, crawling, and kneeling. [Plaintiff] is limited to simple, routine tasks of unskilled work with no exposure to the general public and only occasional collaboration with coworkers.
Tr. at 26 (emphasis omitted). At step four, the ALJ relied on the testimony of the VE and found that Plaintiff is “unable to perform any past relevant work.” Tr. at 32 (emphasis and citation omitted). At step five, after considering Plaintiff’s age (“49 years old . . . on the alleged disability onset date”), education (“at least a high school education”), work experience, and RFC, the ALJ again relied on the testimony of the VE and found that “there are jobs that exist in significant numbers in the national economy that [Plaintiff] can perform,” Tr. at 32-33 (emphasis and citation omitted), such as “Route Clerk,” “Assembler, Electronic Accessories I,” and “Marker II,” Tr. at 33. The ALJ concluded that Plaintiff “has not been under a disability . . . from April 20, 2015, through the date of th[e D]ecision.” Tr. at 34 (emphasis and citation omitted).
III. Standard of Review
This Court reviews the Commissioner’s final decision as to disability pursuant to 42 U.S.C. §§ 405(g) and 1383(c)(3). Although no deference is given to the ALJ’s conclusions of law, findings of fact “are conclusive if . . . supported by ‘substantial evidence.’” Doughty v. Apfel, 245 F. 3d 1274, 1278 (11th Cir. 2001) (citing Falge v. Apfel, 150 F. 3d 1320, 1322 (11th Cir. 1998)). “Substantial evidence is something ‘more than a mere scintilla, but less than a preponderance.’” Dyer v. Barnhart, 395 F. 3d 1206, 1210 (11th Cir. 2005) (quoting Hale v. Bowen, 831 F. 2d 1007, 1011 (11th Cir. 1987)). The substantial evidence standard is met when there is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Falge, 150 F. 3d at 1322 (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)). It is not for this Court to reweigh the evidence; rather, the entire record is reviewed to determine whether “the decision reached is reasonable and supported by substantial evidence.” Cornelius v. Sullivan, 936 F. 2d 1143, 1145 (11th Cir. 1991) (citation omitted). The decision reached by the Commissioner must be affirmed if it is supported by substantial evidence—even if the evidence preponderates against the Commissioner’s findings. Crawford v. Comm’r of Soc. Sec., 363 F. 3d 1155, 1158-59 (11th Cir. 2004) (per curiam).
IV. Discussion
As noted, Plaintiff challenges the ALJ’s finding that Plaintiff can perform the amount of standing and walking required for light work and the ALJ’s assessment of Dr. Kirkendall’s opinions. Plaintiff’s arguments are addressed in turn below.5 A. ALJ’s RFC Determination 1. Parties’ Arguments Plaintiff argues that in making the RFC determination, “[t]he ALJ failed to recognize that [Plaintiff’s] knee condition significantly declined between . . . 2015 and 2018.” Pl.’s Br. at 11. Plaintiff points to a December 2017 MRI of her left knee, “[t]he progress notes leading up to the December 2017 left knee MRI,” and her testimony at the hearing. Id. at 11-14. According to Plaintiff, the Decision “is focused on [Plaintiff’s] psychiatric issues and her usage of medication but very little is actually offered in support of the ALJ’s finding that [Plaintiff] could stand/walk for six hours of an eight hour day on a full-time sustained basis.” Id. at 11. Plaintiff also contends that “[t]he ALJ failed to specify the length of time that
[Plaintiff] could sit, stand and walk—all of which were critical particularly after the decline following the denial of reconsideration.” Id. at 16. Responding, Defendant asserts that the ALJ considered and discussed the December 2017 MRI and the rest of the “medical evidence of record throughout the
relevant time period related to Plaintiff’s physical functioning and cited to specific exhibits tending to show she could perform light work.” Def.’s Mem. at 7-8 (citation omitted). Defendant argues the ALJ did specify the amount of time Plaintiff can stand and walk because “the ALJ referenced the definition of light work in specifying her RFC, and by definition, light work requires6 hours of walking or standing in an 8-hour day.” Id. at 10 (citation omitted).
2. Applicable Law
The RFC assessment “is the most [a claimant] can still do despite [his or her] limitations.” 20 C.F.R. § 404.1545(a)(1). It is used at step four to determine whether a claimant can return to his or her past relevant work, and if necessary, it is also used at step five to determine whether the claimant can perform any other work that exists in significant numbers in the national economy. 20 C.F.R. § 404.1545(a)(5). In assessing a claimant’s RFC, the ALJ “must consider limitations and restrictions imposed by all of an individual’s impairments, even those that are not ‘severe.’” SSR 96-8P, 1996 WL 374184 at *5; see also Swindle v. Sullivan, 914 F. 2d 222, 226 (11th Cir. 1990) (stating that “the ALJ must consider a claimant’s impairments in combination”) (citing 20 C.F.R. § 404.1545; Reeves v. Heckler, 734 F. 2d 519, 525 (11th Cir. 1984)). 3. ALJ’s Decision / Analysis As noted, the ALJ determined that Plaintiff can perform light work with additional limitations. Tr. at 26. After reviewing the ALJ’s Decision as a whole and considering the entire administrative transcript, the undersigned finds that the ALJ’s RFC determination is supported by substantial evidence.
The ALJ discussed the medical evidence of record, including the December 2017 MRI and recent treatment notes. Tr. at 28-32.6 The ALJ noted that treatment notes from 2015 “show [Plaintiff] consistently reported 10/10 pain” and that her “musculoskeletal and psychiatric exams continued to be generally normal but sometimes revealed knee tenderness . . . .” Tr. at 28 (citation omitted); see Tr. at 479, 483, 486, 490 (treatment notes indicating Plaintiff rated her pain a “10/10”); Tr. at 475 (October 28, 2015 treatment note indicating Plaintiff had pain in knee; muscle strength in knees was “5/5”; knees had no swelling, redness, or ecchymosis; her collateral ligaments were “intact medially and laterally”; she had “normal flexion and extension”; but her knees were tender on “medial jointline” and “medial patellar facet” and there were “crepitations with movement” of patellofemoral joint); Tr. at 376, 381 (October 14, 2015 and September 28, 2015 treatment notes indicating Plaintiff had pain in knees, but muscle strength in knees was “5/5”); Tr. at 384, 389 (September 18, 2015 and August 28, 2015 treatment notes indicating Plaintiff’s “muscle strength reflex” in patellas was “2/4” and her muscle strength in knees was “5/5”).
The ALJ observed that treatment notes from June 2016 show that Plaintiff’s “physical exam was largely unremarkable, although she was not able to fully extend her left knee.” Tr. at 31 (citation omitted); see Tr. at 595 (June 13, 2016 progress note indicating, “extremities normal, atraumatic, no cyanosis or edema, unable to fully extend left knee”). The ALJ noted that in August 2016, Plaintiff “received a steroid injection in her
left knee and tolerated it well.” Tr. at 31 (citation omitted); see Tr. at 580. The ALJ cited the exhibit containing the findings of the December 2017 MRI of Plaintiff’s left knee and stated that the MRI “showed severe medial compartment osteoarthritis and a highly attenuated, and partially tom, ACL (likely a chronic rupture with posterior subluxation), small-to-moderate joint effusion, degenerative tear of the posterior medi[al] meniscus, and atrophic patellar tend[i]nopathy.” Tr. at 32 (citation omitted); see Tr. at 607-08. The ALJ observed that “in February 2018, [Plaintiff] reported her chronic lower back pain was wellcontrolled but her left knee osteoarthritis was still problematic.” Tr. at 32; see Tr. at 613 (February 19, 2018 treatment note indicating that Plaintiff “report[ed] well controlled chronic lower back pain” and that Plaintiff’s “[p]rimary complaints” were “left knee OA pain and pins and needles pain at night”). The ALJ also discussed at length Plaintiff’s testimony regarding her pain and activities of daily living, see Tr. at 27-28, but the ALJ found that Plaintiff’s “statements concerning the intensity, persistence and limiting effects of [her] symptoms are not entirely consistent with the medical evidence and other evidence in the record for the reasons explained in th[e D]ecision,” Tr. at 28. Specifically, the ALJ found that Plaintiff’s statements “are inconsistent with the overall medical evidence of record that simply does not support the degree of limitation alleged by [Plaintiff].” Tr. at 28. Plaintiff merely summarizes the evidence of record related to her knee impairment. See Pl.’s Br. at 12-14. Much of her discussion consists of her subjective complaints that
2. Applicable Law
The Regulations establish a hierarchy among medical opinions8 that provides a framework for determining the weight afforded each medical opinion. See 20 C.F.R. §§ 404.1527, 416.927. Essentially, “the opinions of a treating physician are entitled to more
weight than those of a consulting or evaluating health professional,” and “[m]ore weight is given to the medical opinion of a source who examined the claimant than one who has not.” Schink v. Comm’r of Soc. Sec., 935 F. 3d 1245, 1259, 1260 n.5 (11th Cir. 2019). Further, “[n]on-examining physicians’ opinions are entitled to little weight when they contradict opinions of examining physicians and do not alone constitute substantial evidence.” Id. at 1260 (citing Sharfarz v. Bowen, 825 F. 2d 278, 280 (11th Cir. 1987)). The following factors are relevant in determining the weight to be given to a physician’s opinion: (1) the “[l]ength of the treatment relationship and the frequency of examination”; (2) the “[n]ature and extent of [any] treatment relationship”; (3) “[s]upportability”; (4) “[c]onsistency” with other medical evidence in the record; and (5) “[s]pecialization.” 20 C.F.R. §§ 404.1527(c)(2)-(5), 416.927(c)(2)-(5); see also 20 C.F.R. §§ 404.1527(f), 416.927(f); see also McNamee v. Soc. Sec. Admin., 164 F. App’x 919, 923 (11th Cir. 2006) (citation omitted) (stating that “[g]enerally, the opinions of examining physicians are given more weight than those of non-examining physicians[;] treating physicians[’ opinions] are given more weight than [non-treating physicians;] and the opinions of specialists are given more weight on issues within the area of expertise than those of non-specialists”). An ALJ is required to consider every medical opinion. See 20 C.F.R. §§ 404.1527(c), 416.927(c) (stating that “[r]egardless of its source, we will evaluate every medical opinion we receive”). While “the ALJ is free to reject the opinion of any physician when the evidence supports a contrary conclusion,” Oldham v. Schweiker, 660 F. 2d 1078, 1084 (5th Cir. 1981) (citation omitted); see also 20 C.F.R. §§ 404.1527(c)(2), 416.927(c)(2), “the ALJ must state with particularity the weight given to different medical opinions and the reasons therefor,” Winschel v. Comm’r of Soc. Sec., 631 F. 3d 1176, 1179 (11th Cir. 2011) (citing Sharfarz, 825 F. 2d at 279); Moore v. Barnhart, 405 F. 3d 1208, 1212 (11th Cir. 2005); Lewis v. Callahan, 125 F. 3d 1436, 1440 (11th Cir. 1997). 3. Dr. Kirkendall’s Opinions / ALJ’s Decision / Analysis On November 24, 2015, Dr. Kirkendall conducted a psychological evaluation. See Tr. at 425-29. According to Dr. Kirkendall’s evaluation note, Plaintiff reported difficulty falling asleep, dysphoric moods, crying spells, hopelessness, loss of usual interest, social withdrawal, excessive apprehension and worry, inflated self-esteem, grandiosity, pressured speech, “flight of ideas,” and an “elevated mood.” Tr. at 426. Plaintiff stated she is “angered easily” and has “[s]hort-term memory deficits and concentration difficulties.” Tr. at 426. Dr. Kirkendall noted that Plaintiff “was acting like she was crying during the evaluation” but that “no tears were observed.” Tr. at 426. Dr. Kirkendall’s mental evaluation findings and opinions included the following. Plaintiff “appeared to frequently exaggerate her symptoms.” Tr. at 427. Plaintiff was cooperative, but her social skills were “poor.” Tr. at 427. Her thought processes were “[c]oherent and goal directed.” Tr. at 427. She had an irritated affect and euthymic mood. Tr. at 427. Dr. Kirkendall opined that Plaintiff’s attention, concentration, and recent and remote memory skills are “[m]ildly impaired.” Tr. at 427. According to Dr. Kirkendall, Plaintiff’s “ability to learn new tasks or perform complex tasks independently” and “ability to follow and understand simple directions and instructions or perform simple tasks independently” are not limited. Tr. at 428-29. Plaintiff’s “ability to maintain attention and concentration,”
“ability to maintain a regular schedule,” and “ability to appropriately deal with stress” are “moderately limited.” Tr. at 428-29. Plaintiff’s “ability to make appropriate decisions” and “ability to relate adequately with others” are “markedly limited.” Tr. at 429. The ALJ discussed Dr. Kirkendall’s opinions in detail. See Tr. at 29. The ALJ found that the “marked limitations” opined by Dr. Kirkendall “are not supported by the overall medical evidence of record” but that “the remainder of the opinion is consistent with such evidence and supports the limitations included [in the RFC].” Tr. at 29 (citation omitted). The ALJ explained that the marked limitations “appear[ ] to be based on [Plaintiff’s] reports only and not on the history found in the medical evidence of her doing much better than suggested at the evaluation for benefits.” Tr. at 29. As noted by the ALJ, Plaintiff’s mental status exams and psychiatric exams were generally normal. Tr. at 28-31; see, e.g., Tr. at 544 (November 16, 2016 treatment note indicating that Plaintiff was alert and oriented to person, place, and time; her “[t]hought process was coherent and well organized”; her “associations were intact”; she “denie[d] suicidal ideation, homicidal ideation and delusions”; her “[f]und of knowledge was adequate”; her “[f]ocus and concentration [were] adequate”; her “[i]mmediate and recent memory were intact”; and her “insight and judgment were fair”); Tr. at 736-39 (October 1, 2016 treatment note indicating Plaintiff was alert, she was in no acute distress, she was cooperative, she was not suicidal, but she was “demanding anxiet[y] medicine” and threatening to “go and ge[t] street drugs”); Tr. at 572, 587 (August 18, 2016 and June 28, 2016 treatment notes indicating Plaintiff was alert and oriented to person, place and time; she maintained good eye contact; she “presented as calm and cooperative”; her speech was regular and spontaneous; she “denie[d] suicidal ideation, homicidal ideation and delusions”; her “[f]und of knowledge was adequate”; her “[f]ocus and concentration [were] adequate based on spelling words forward and backwards”; her “[i]mmediate and recent memory was intact based on ability to recall past and present events”; her insight and judgment were fair; and “[t]here was no abnormal involuntary movement present”); Tr. at 523 (January 19, 2016 treatment note indicating Plaintiff maintained “good eye contact,” her speech was normal, her thought process was logical, her “thought content” was “absent of suicidal or homicidal intent,” and her judgment and insight were “fair to good”); Tr. at 496 (January6, 2016 emergency department note indicating Plaintiff was anxious but alert and in “no acute distress”); Tr. at 519 (January6, 20169 treatment note indicating Plaintiff was “oriented to person, place, and time”); Tr. at 527 (November 13, 2015 treatment note indicating Plaintiff maintained “good eye contact,” her speech was normal, her thought process was logical, her “thought content” was “absent of suicidal or homicidal intent,” and her judgment and insight were “fair to good”).
The ALJ also recognized that at times Plaintiff “had a depressed mood and flat affect,” “did not maintain good eye contact,” and “was guarded, withdrawn, irritable, and anxious.” Tr. at 31 (citation omitted); see Tr. at 544 (November 16, 2016 treatment note indicating Plaintiff did not maintain good eye contact, she “presented as guarded and withdrawn,” her “mood was irritable and anxious,” and her affect was “congruent with mood and dysphoric”); Tr. at 572, 587 (August 18, 2016 and June 28, 2016 treatment notes
indicating Plaintiff’s mood was “depressed” and her affect was “flat, congruent with mood and dysphoric”). Although, as the ALJ noted, not all treatment notes show normal mental exam findings, the undersigned finds that substantial evidence supports the ALJ’s assessment of Dr. Kirkendall’s opinions, and it is not for this Court to reweigh the evidence. See Crawford, 363 F. 3d 1155, 1158-59; Cornelius, 936 F. 2d at 1145. It is clear the ALJ considered the record as a whole. Moreover, to the extent Plaintiff relies on her subjective complaints, the ALJ found them not to be entirely consistent with the overall evidence of record, and Plaintiff does not challenge this finding. As to Plaintiff’s argument regarding Dr. Kirkendall’s diagnosis of borderline personality disorder, simply being diagnosed with an impairment does not automatically translate into work-related limitations that an ALJ must include in an RFC. See Moore, 405 F. 3d at 1213 n.6 (stating that “the mere existence of [some] impairments does not reveal the extent to which they limit [a plaintiff’s] ability to work”); McCruter v. Bowen, 791 F. 2d
1544, 1547 (11th Cir. 1986) (recognizing that the severity of an impairment “must be measured in terms of its effect upon [a claimant’s] ability to work”). The ALJ considered the limitations that according to Dr. Kirkendall resulted from Plaintiff’s diagnosed impairments. In doing so, the ALJ rejected the marked limitations opined by Dr. Kirkendall, and as noted above, the ALJ provided adequate reasons for doing so that are supported by substantial evidence.
V. Conclusion
After a thorough review of the entire record, the undersigned finds that the ALJ’s Decision is supported by substantial evidence. Accordingly, it is ORDERED: 1. The Clerk of Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. §§ 405(g) and 1383(c)(3) AFFIRMING the Commissioner’s final decision.
2. The Clerk is further directed to close the file.
DONE AND ORDERED in Jacksonville, Florida on March 24, 2020.
Veco. Ken [...]
JAMES R. KLINDT
nited States Magistrate Judge bhe Copies to: Counsel of Record
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited (16 total)
- Richardson v. Perales, 402 U.S. 389 (U.S. 1971)
- Bowen v. Yuckert, 482 U.S. 137 (U.S. 1987)
- Winschel v. Comm'r OF Soc. Sec., 631 F.3d 1176 (11th Cir. 2011)
- Crawford v. Comm'r OF Soc. Sec., 363 F.3d 1155 (11th Cir. 2004)
- Hans Schink v. Comm'r OF Soc. Sec., 935 F.3d 1245 (11th Cir. 2019)
- Christi L. Moore v. Barnhart, 405 F.3d 1208 (11th Cir. 2005)
- Dyer v. Barnhart, 395 F.3d 1206 (11th Cir. 2005)
- Doughty v. Apfel, 245 F.3d 1274 (11th Cir. 2001)
- Hale v. Bowen, 831 F.2d 1007 (11th Cir. 1987)
- Jackson Lewis v. Callahan, 125 F.3d 1436 (11th Cir. 1997)