RAMIREZ
v.
COMMISSIONER OF SOCIAL SECURITY
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The court held that the ALJ's decision to give little weight to the treating physician's opinions was not supported by substantial evidence and reversed the Commissioner's decision.
[1] Judicial review of a Social Security Commissioner's decision is limited to determining whether the Commissioner applied the correct legal standards and whether the decisi…
[2] Substantial evidence is more than a mere scintilla and is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.
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Join FLexlaw to unlock all legal intelligencePlaintiff applied for Disability Insurance Benefits, alleging disability due to multiple impairments. The ALJ denied her claim, giving little weight t…
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The Plaintiff seeks judicial review of the Commissioner’s denial of her claim for Disability Insurance Benefits (DIB). For the reasons discussed below, the Commissioner’s decision is reversed, and the case is remanded for further proceedings.
I.
The Plaintiff was born in 1976, has a master’s degree in industrial hygiene, and has past relevant work experience as an EHS coordinator, a health and safety representative, an industrial hygienist, and a safety officer. (R. 365, 370-71). In January 2013, the Plaintiff applied for DIB, alleging disability as of March 23, 2010,
Plaintiff’s onset date to August4, 2012, in light of a prior unfavorable decision issued on August 3, 2012. (R. 56, 234, 256). The Plaintiff testified during the hearing (R. 59- 67, 70-71), as did a vocational expert (VE) (R. 68-72). In a decision dated August 24, 2016, the ALJ found that the Plaintiff: (1) met the insured status requirements through December 31, 2015, and had not engaged in substantial gainful activity since her originally alleged onset date of March 23, 2010;3 (2) had the severe impairments of fibromyalgia, systemic lupus erythematosus (SLE), non-specific colitis, and chronic headaches; (3) did not, however, have an impairment or combination of impairments that met or medically equaled the severity of any of the listed impairments; (4) had the residual functional capacity (RFC) to perform light work, except that she could only frequently crouch, crawl, and climb ladders, ropes,
III.
The Plaintiff argues on appeal that the ALJ erred (1) by giving little weight to her treating doctor’s opinions, and (2) in discrediting her testimony. (Doc. 26 at 5-18). Upon a thorough review of the record and the parties’ submissions, the Court finds that the Commissioner’s decision is not supported by substantial evidence, and that the case must be reversed and remanded. A. In assessing an individual’s disability claim, an ALJ “must consider all medical opinions in a claimant’s case record, together with other relevant evidence.” McClurkin v. Soc. Sec. Admin., 625 F. App’x 960, 962 (11th Cir. 2015) (citing 20 C.F.R. § 404.1527(b)).6 “‘Medical opinions are statements from physicians . . . that reflect judgments about the nature and severity of [the claimant’s] impairment(s), including [the claimant’s] symptoms, diagnosis and prognosis, what [the claimant] can still do
A. Hermida Perez, M.D., an internist who conducted a CE of the Plaintiff in April 2013 at the Commissioner’s request; (2) Rafael Queipo, M.D., and Eileen Zayas, M.D., two state agency medical consultants who reviewed the Plaintiff’s claim file in October 2013 and May 2014, respectively, also at the Commissioner’s request; and (3) Amarilis Torres, M.D., the Plaintiff’s treating rheumatologist who saw the Plaintiff seventeen times between March 2013 and May 2016.7 The one-time examining doctor, Dr. Perez, opined that the Plaintiff had limitations in the areas of “walking intermediate to long distances, standing or sitting for prolonged periods in a row, heavy lifting, and carrying.” (R. 747). The nonexamining state agency consultants, Drs. Queipo and Zayas, opined that the Plaintiff could perform light work with restrictions to frequent crouching, crawling, and climbing ladders, ropes, and scaffolds. (R. 248-50, 267-70). As for the Plaintiff’s treating physician, Dr. Torres, she prepared three medical source statements addressing the Plaintiff’s functional limitations, each of which essentially deemed the Plaintiff unable to perform the demands of sedentary work.8 (R. 847-54, 895-99). In particular, Dr. Torres found that, due to the Plaintiff’s
“very good response to treatment prescribed.” In an effort to buttress that finding, the ALJ cited Dr. Torres’s treatment notes from August 2013 (Ex. 23F) and November 2015 (Ex. 29F). (R. 44). Neither record, however, provides an adequate basis for the ALJ’s outright rejection of Dr. Torres’s three medical opinions regarding the Plaintiff’s functional capacity. Contrary to the ALJ’s suggestion, these treatment notes do not evidence that the Plaintiff’s fibromyalgia and/or SLE-related symptoms were controlled by medication or other types of treatment or that her functioning significantly and consistently improved as a result of treatment. Moreover, the level of improvement in the Plaintiff’s joint and musculoskeletal pain varied depending on the medications prescribed and her ability to tolerate their side effects. In addition, the significant improvement in joint pain that she did experience was often short-lived because the most helpful medications resulted in substantial side effects, and, in any event, the record does not indicate that she was ever symptom-free.
Furthermore, Dr. Torres’s August 2013 treatment note documented only that the Plaintiff had an “excellent response to steroids” after taking a two-day course of prednisone for a non-symptomatic rash on her legs. (R. 839). Given the Plaintiff’s response to this medication, Dr. Torres decided to treat the Plaintiff’s SLE-related pain with a disease-modifying drug (DMD), specifically methotrexate (MTX), but observed that the Plaintiff failed to show an improvement in her symptoms. Id. And, while Dr. Torres’s November 2015 treatment note reflects that the
Plaintiff’s joint pain and/or inflammation improved when taking the drug CellCept, Dr. Torres also commented that the Plaintiff experienced significant side effects as a result. (R. 881-82). Despite this improvement, Dr. Torres continued to report exam findings for the Plaintiff of decreased grip strength bilaterally; diffuse vertebral and paravertebral muscle tenderness, and markedly decreased range of motion in the cervical spine; diffuse vertebral tenderness to palpation and bilateral paravertebral muscle tenderness in the thoracic spine; diffuse vertebral tenderness to palpation in the lumbar spine; and bilateral sciatic notch tenderness. (R. 840-41). The November 2015 treatment note additionally documents the Plaintiff’s history of responses to several different DMDs, which included varying levels of improvement in joint functioning as well as significant side effects.12 (R. 881-82). Dr. Torres observed that some of the
(R. 885). In sum, these records from August 2013 and November 2015 do not support the ALJ’s determination that Dr. Torres’s reports of the Plaintiff’s varying responses to treatment for her fibromyalgia and SLE are inconsistent with Dr. Torres’s opinions regarding the Plaintiff’s functional abilities and limitations.13 See Sharfarz, 825 F. 2d at 280 (concluding that statement in doctor’s progress note that claimant was doing reported that CellCept “helped her joints and muscles significantly” but asked to discontinue it because she believed it was causing headaches, scalp tenderness, visual changes, insomnia, and nightmares. (R. 882). Dr. Torres then prescribed Arava, which the Plaintiff tolerated but with significant regression in her joints. Id. As a result, Dr. Torres restarted the Plaintiff on CellCept, which again helped her joints but caused dyspepsia, nausea, and diarrhea. Id. 13 Earlier in his decision, the ALJ stated that the Plaintiff experienced improvements in headaches and depression with treatment (Doc. 42), but those improvements were unrelated to her fibromyalgia and SLE-related physical limitations identified by Dr. Torres. The ALJ also noted that the Plaintiff reported improvement in her median nerve symptoms after having carpal tunnel release surgery. (R. 43). The hand surgery progress notes, however, indicate that the Plaintiff had “not noticed improvement in median nerve symptoms.” (R. 972) (emphasis added). “significantly better” did not provide a sound basis to discredit opinion of doctor who treated claimant for six months). The Commissioner’s contention that the ALJ gave little weight to Dr. Torres’s opinions because those assessments were inconsistent with both her own treatment records and the Plaintiff’s good response to treatment is unpersuasive. (Doc. 26 at 23). A fair reading of the ALJ’s decision simply does not support this assertion. Aside from noting the Plaintiff’s “good response to treatment,” the ALJ did not identify in his decision any other purported discrepancies between Dr. Torres’s treatment notes and her opinions with respect to the Plaintiff’s functional abilities. While the Commissioner attempts to add substance to the ALJ’s reasoning by reviewing the whole of Dr. Torres’s treatment notes and pointing out other purported inconsistencies (R. 20-24), the ALJ did not mention those findings in Dr. Torres’s records anywhere in his decision. And the Court cannot now rely upon the Commissioner’s post-hoc rationalization as a basis for discounting Dr. Torres’s assessments. See Baker v. Comm’r of Soc. Sec., 384 F. App’x 893, 896 (11th Cir. 2010); Dempsey v. Comm’r of Soc. Sec., 454 F. App’x 729, 733 (11th Cir. 2011).
The ALJ’s conclusion that Dr. Perez’s opinion provides good cause for rejecting Dr. Torres’s opinions is similarly not supported by substantial evidence.14 As the Plaintiff urges, Dr. Torres is a specialist in rheumatology, the area of expertise that
RFC, however, generally requires standing or walking for a total of approximately six hours of an eight-hour workday. See Social Security Ruling (SSR) 83-10, 1983 WL 31251, at *6 (S.S.A. 1983); Program Operations Manual System (POMS) § DI 25001.001(A)(43). And, although the term “prolonged” in Dr. Perez’s opinion is not defined, the SSA recognizes that, by definition, light exertional work involves “prolonged” standing or walking. See SSR 83-12, 1983 WL 31253, at *4 (S.S.A. 1983) (recognizing that an individual who “must alternate periods of sitting and standing . .
. is not functionally capable of doing either the prolonged sitting contemplated in the definition of sedentary work . . . or the prolonged standing or walking contemplated for most light work”); see also Pearson v. Bowen, 866 F. 2d 809, 812 (5th Cir. 1989) (recognizing that a claimant that is incapable of prolonged standing or walking cannot perform light work). The opinions of the non-examining doctors, Drs. Queipo and Zayas, likewise do not constitute good cause for rejecting the assessments of a treating physician like Dr. Torres. Lamb v. Bowen, 847 F. 2d 698, 703 (11th Cir. 1988); Johns v. Bowen, 821 F. 2d 551, 554 (11th Cir. 1987); Broughton v. Heckler, 776 F. 2d 960, 962 (11th Cir. 1985).
Nor does the Commissioner contend otherwise. Rather, he argues that the regulations have changed since Broughton to clarify that the opinions of non-examining sources may override opinions from treating or examining sources where the record supports the non-examining source’s opinion. (Doc. 26 at 24-25); see Flowers v. Comm’r of Soc. Sec., 441 F. App’x 735, 743 (11th Cir. 2011) (“In sum, because the ALJ articulated good cause for discounting the opinions of [plaintiff’s] treating and examining doctors and because the consulting doctor’s opinion was consistent with the medical record, including the treating and examining doctors’s own clinical findings, the ALJ did not err in giving more weight to the consulting doctor’s opinion.”). That is not the case here, however. The ALJ did not give more weight to the opinions of the two non-examining doctors, Drs. Queipo and Zayas, after articulating good cause to reject Dr. Torres’s opinions. Rather, the ALJ found support for his decision to discount Dr. Torres’s opinions based on his conclusion that they were inconsistent with Drs. Queipo and Zayas’s assessments. Such reasoning is fatally flawed and runs counter to well-settled law governing the matter.15 See Coley v. Comm’r of Soc. Sec., 771 F. App’x 913, 917 (11th Cir. 2019) (providing that a non-examining doctor’s opinion does not constitute the good cause needed to reject a treating doctor’s opinion) (citing Broughton, 776 F. 2d at 961-62); Brock v. Comm’r, Soc. Sec. Admin., 758 F. App’x 745, 750 (11th Cir. 2018) (providing that the opinions of non-examining doctors do not amount to good cause for rejecting the opinion of a treating physician) (citing Lamb, 847 F. 2d at 703); Martinez v. Acting Comm’r of Soc. Sec., 660 F. App’x 787, 791 (11th Cir. 2016) (“‘Good cause’ is not present where the treating physician’s opinion is contradicted by the report of a non-examining, reviewing physician.”)
supported medical opinions, the Court finds that the ALJ’s stated reasons for discounting Dr. Torres’s assessments were not based on substantial evidence. Accordingly, the case must be remanded for further consideration of the medical record, including the opinion evidence.
B.
As noted above, the Plaintiff’s second claim of error is that the ALJ erred in his evaluation of her testimony. (Doc. 26 at 17-18). In light of the above findings, however, the Court need not consider this argument at this juncture. See Jackson v. Bowen, 801 F. 2d 1291, 1294 n.2 (11th Cir. 1986) (stating that where remand is required,
it may be unnecessary to review other issues raised); Diorio v. Heckler, 721 F. 2d 726, 729 (11th Cir. 1983) (on remand the ALJ must reassess the entire record). That argument turns on a number of issues that are better addressed once it is clear that the ALJ has properly evaluated the medical evidence of record.
IV.
For the foregoing reasons, it is hereby ORDERED: 1. The Commissioner’s decision is reversed and remanded for further proceedings before the Commissioner. 2. The Clerk is directed to enter Judgment in the Plaintiffs favor and to close the case. 3. The Court retains jurisdiction on the matter of attorney’s fees and costs pending further motion. DONE and ORDERED in Tampa, Florida, this 27th day of March 2020. Chance eeu Suk.
HONORABLE CHRISTOPHER P. TUITE
United States Magistrate Judge Copies to: Counsel of record
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- Diorio v. Heckler, 721 F.2d 726 (11th Cir. 1983)
- Laffat A. Sryock v. Heckler, 764 F.2d 834 (11th Cir. 1985)
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