GEARHEART
v.
COMMISSIONER OF SOCIAL SECURITY
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The court held that the ALJ's failure to articulate the weight given to a consultative examiner's opinion, and the reasons therefor, constituted reversible error.
[1] An Administrative Law Judge (ALJ) must state with particularity the weight given to a medical opinion and the reasons therefor, considering factors such as whether the pr…
[2] An ALJ's failure to articulate the weight given to a medical opinion, or to explain the rationale for that weight, constitutes reversible error.
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Join FLexlaw to unlock all legal intelligencePlaintiff sought disability benefits, which were denied by the ALJ. The ALJ's decision was based on his RFC determination and vocational expert testim…
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The Plaintiff seeks judicial review of the Commissioner’s denial of his claims for Disability Insurance Benefits (DIB) and Supplemental Security Income (SSI). For the reasons discussed below, the Commissioner’s decision is reversed, and the case is remanded.
I.
The Plaintiff was born in 1978, has a high school education, and has past relevant work experience as a groundskeeper, pizza baker, kitchen helper, manufactured homes repairman, auto body repair helper, and heating and air
The Social Security Administration (SSA) denied the Plaintiff’s applications both initially and on reconsideration. (R. 73, 89). At the Plaintiff’s request, an Administrative Law Judge (ALJ) conducted a hearing on the matter in February 2019. (R. 31–59, 106). The Plaintiff was accompanied by a representative at that hearing and testified on his own behalf. (R. 31, 37–52). A vocational expert (VE) also testified. (R. 52–58). In a decision issued in June 2019, the ALJ found that the Plaintiff: (1) had not engaged in any substantial gainful activity since his alleged onset date of October 10, 2016; (2) had the severe impairments of obesity, chronic kidney disease, and status post fasciotomy of the right upper arm with skin grafts; (3) did not, however, have an impairment or combination of impairments that met or medically equaled the severity of any of the listed impairments; (4) had the residual functional capacity (RFC) to perform a restricted range of light work with some exertional limitations; and (5) based on the VE’s testimony, could not engage in his past relevant work but was capable of making a successful adjustment to other jobs that exist in significant numbers in the
To determine whether a claimant is disabled, the Social Security Regulations (Regulations) prescribe “a five-step, sequential evaluation process.” Carter v. Comm’r of Soc. Sec., 726 F. App’x 737, 739 (11th Cir. 2018) (per curiam) (citing 20 C.F.R. § 404.1520(a)(4)); see also 20 C.F.R. § 416.920(a)(4).4 Under this process, an ALJ must assess whether the claimant: (1) is performing substantial gainful activity; (2) has a severe impairment; (3) has a severe impairment that meets or equals an impairment
Cir. 1987)); Sampson v. Comm’r of Soc. Sec., 694 F. App’x 727, 734 (11th Cir. 2017) (per curiam) (citing Jones v. Apfel, 190 F. 3d 1224, 1228 (11th Cir. 1999)). If the Commissioner carries that burden, the claimant must then prove he cannot engage in the work identified by the Commissioner. Goode, 966 F. 3d at 1279. In the end, “the overall burden of demonstrating the existence of a disability . . . rests with the claimant.” Washington v. Comm’r of Soc. Sec., 906 F. 3d 1353, 1359 (11th Cir. 2018) (quoting Doughty v. Apfel, 245 F. 3d 1274, 1280 (11th Cir. 2001)). A claimant who does not prevail at the administrative level may seek judicial review in federal court provided the Commissioner has issued a final decision on the matter after a hearing. 42 U.S.C. § 405(g). Judicial review is limited to determining whether the Commissioner applied the correct legal standards and whether the decision is supported by substantial evidence. Id.; Hargress v. Soc. Sec. Admin., Comm’r,
Ct. 1148, 1154 (2019) (citations and quotations omitted). In evaluating whether substantial evidence supports the Commissioner’s decision, a court “may not decide the facts anew, make credibility determinations, or re-weigh the evidence.” Carter, 726 F. App’x at 739 (citing Moore v. Barnhart, 405 F. 3d 1208, 1211 (11th Cir. 2005)). While a court will defer to the Commissioner’s factual findings, it extends no such deference to his legal conclusions. Keel-Desensi v. Berryhill, 2019 WL 1417326, at *2 (M.D. Fla. Mar. 29, 2019) (citing Keeton v. Dep’t of Health & Hum. Servs., 21 F. 3d 1064, 1066 (11th Cir. 1994)).
III.
The Plaintiff raises three challenges on appeal: (1) the ALJ improperly discounted the Plaintiff’s subjective complaints of pain and other symptoms; (2) the ALJ erred in making his RFC determination; and (3) the VE’s testimony was not supported by substantial evidence. (Doc. 31 at 11–19, 22–25, 28–31). Because the second issue warrants remand, the Court’s analysis begins there.
As noted above, at step four of the sequential evaluation process, an ALJ must determine both the claimant’s RFC and his ability to perform his past relevant work. See 20 C.F.R. §§ 404.1520(a)(4)(iv), 404.1545. To do so, an ALJ must decide what a claimant can do in a work setting despite any physical or mental limitations caused by the claimant’s impairments and related symptoms. Id. § 404.1545(a)(1). In arriving at this finding, an ALJ “must consider all medical opinions in a claimant’s case record, together with other relevant evidence.” McClurkin v. Soc. Sec. Admin., 625 F. App’x 960, 962 (11th Cir. 2015) (per curiam) (citing 20 C.F.R. § 404.1527(b)). Medical opinions are statements from physicians or other acceptable medical sources “‘that reflect judgments about the nature and severity of [the claimant’s] impairment(s), including [his] symptoms, diagnosis and prognosis, what [he] can still do despite [his] impairment(s), and [his] physical or mental restrictions.’” Winschel v. Comm’r of Soc. Sec., 631 F. 3d 1176, 1178–79 (11th Cir. 2011) (quoting 20 C.F.R. §§ 404.1527(a)(2),
416.927(a)(2)). An ALJ must state with particularity the weight given to a medical opinion and the reasons therefor. Lawton v. Comm’r of Soc. Sec., 431 F. App’x 830, 834 (11th Cir. 2011) (per curiam) (citing Sharfarz v. Bowen, 825 F. 2d 278, 279 (11th Cir. 1987) (per curiam)). In rendering this assessment, an ALJ must take into account: (1) whether the healthcare provider who offered the medical opinion has examined the claimant; (2) the length, nature, and extent of the provider’s relationship with the claimant; (3) the medical evidence and explanation supporting the provider’s opinion; (4) the degree to which the provider’s opinion is consistent with the record as a whole; and (5) the provider’s area of specialization. 20 C.F.R. §§ 404.1527(c), 416.927(c). Although an ALJ must balance each of these factors, he is not obligated to address them explicitly in his decision. Lawton, 431 F. App’x at 833.6
Soc. Sec. Admin.,7 F. 4th 1094, 1104 n.4 (11th Cir. 2021). In his decision, the ALJ grounded his analysis of the Plaintiff’s DIB and SSI claims on the older version of the Regulations, which appears to be correct since—as referenced previously—the Plaintiff submitted his DIB and SSI applications in December 2016. Notably, neither party challenges the ALJ’s reliance on the older Regulations in evaluating the Plaintiff’s DIB application, even though they assert—albeit mistakenly—that his DIB application was filed after the effective date of the new Regulations. Nor do the parties argue that the new Regulations would lead to a different outcome. As a result, they waive any objection they may have on the matter. See Sanchez v. Comm’r of Soc. Sec., 507 F. App’x 855, 856 n.1 (11th Cir. 2013) (per curiam); Simpson v. Comm’r of Soc. Sec., 423 F. App’x. 882, 885 (11th Cir. 2011) (per curiam) (citing Jones v. Apfel, 190 F. 3d 1224, 1228 (11th Cir. 1999)); Sumlin v. Saul, 2020 WL 7232240, at *4 n.6 (M.D. Fla. Nov. 23, 2020) (citing Simpson, 423 F. App’x at 885), report and recommendation adopted, 2020 WL 7229746 (M.D. Fla. Dec. 8, 2020). The crux of the Plaintiff’s challenge to the ALJ’s RFC determination centers around the medical opinion of Linda Bojarski, Psy. D., a psychological consultative examiner to whom the SSA referred the Plaintiff for a mental health evaluation. (R. 875–79). Dr. Bojarski examined the Plaintiff in January 2017 and thereafter authored a report setting forth the information the Plaintiff relayed to her, as well as her findings. Id. According to Dr. Bojarski’s report, the Plaintiff advised her, in pertinent part, that he had a heroin addiction and had attended a methadone clinic from 2014 to 2016; that he had been suffering from anxiety since he stopped visiting the methadone clinic;
and that he had begun experiencing depression, along with frequent bouts of crying, as of October 2016. (R. 877). Based on this and other details obtained from the Plaintiff, Dr. Bojarski found, inter alia, that the Plaintiff had mild deficits in his immediate memory and concentration and that his responses to structured questions aimed at assessing his judgment and common-sense reasoning skills were only correct fifty percent of the time. (R. 878). Dr. Bojarski diagnosed the Plaintiff at the end of her report with Generalized Anxiety Disorder, Adjustment Disorder with Depressed Mood, and Opioid Use Disorder in remission. (R. 879). In his decision, the ALJ discussed Dr. Bojarski’s report, including her opinion that the Plaintiff suffered from the above psychological disorders. (R. 22). Later in his decision, the ALJ also cited the opinions of two other providers—a Disability Determination Services (DDS) initial expert, Dr. Deborah Carter, Ph.D., and a “reconsideration expert,” Dr. Jennifer Meyer, Ph.D.7—both of whom determined that the Plaintiff had “severe mental impairments of a bipolar disorder with depression and anxiety, but with mild limitations in all domains of functioning except [the ability to] adapt and manage” himself. (R. 23). The ALJ afforded “great weight” to the assessments of Drs. Carter and Meyer “because they [were] consistent with the record.” Id. The Plaintiff now argues that the ALJ erred by not identifying the weight he assigned to Dr. Bojarski’s opinion. (Doc. 31 at 25) (citing McCloud v. Barnhart, 166 F. App’x 410 (11th Cir. 2006)). The Plaintiff has a point. As noted above, in considering the evidence of record, an ALJ must state the weight he gives to medical opinions and the rationale supporting his determination so a court can ascertain whether he applied the correct legal framework. Lawton, 431 F. App’x at 834 (observing that an “ALJ must state with particularity the weight given to [a] medical opinion[ ] and the reasons therefor”) (citation omitted). Here, however, as the Plaintiff correctly notes, the ALJ did not ascribe any weight to Dr. Bojarski’s opinion.8 Such an error alone constitutes grounds for reversal
ALJ and, in fact, does not mention it at all in her memorandum.9
In light of the merit of the Plaintiff’s second claim of error, the Court need not consider his remaining challenges. See Demenech v. Sec’y of Dep’t of Health & Hum. Servs., 913 F. 2d 882, 884 (11th Cir. 1990) (per curiam) (declining to address the claimant’s remaining arguments due to the conclusions reached in remanding the case); Jackson v. Bowen, 801 F. 2d 1291, 1294 n.2 (11th Cir. 1986) (per curiam) (stating that where remand is required, it may be unnecessary to review other claims raised) (citations omitted); Diorio, 721 F. 2d at 729 (stating that, on remand, the ALJ must reassess the entire record).
IV.
Based on the foregoing, it is hereby ORDERED: 1. The Commissioner’s decision is reversed, and the case is remanded for further proceedings before the Commissioner consistent with this Order. 2. The Clerk of Court is directed to enter Judgment in the Plaintiff’s favor and to close the case.
3. The Court reserves jurisdiction on the question of attorney’s fees and costs pending a further motion that conforms to the District’s Standing Order. See In re: Administrative Orders of the Chief Judge, No. 3:21-mc-1-TJC (Doc. 43) (Dec.7, 2021). SO ORDERED in Tampa, Florida, this 2nd day of March 2022.
Ohiscwar Ast.
HONORABLE CHRISTOPHER P. TUITE
United States Magistrate Judge Copies to: Counsel of record
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Citator
Authorities Cited (23 total)
- Winschel v. Comm'r OF Soc. Sec., 631 F.3d 1176 (11th Cir. 2011)
- Crawford v. Comm'r OF Soc. Sec., 363 F.3d 1155 (11th Cir. 2004)
- Phillips v. Barnhart, 357 F.3d 1232 (11th Cir. 2004)
- Hans Schink v. Comm'r OF Soc. Sec., 935 F.3d 1245 (11th Cir. 2019)
- Christi L. Moore v. Barnhart, 405 F.3d 1208 (11th Cir. 2005)
- Keeton v. Dep't OF Health & Human Servs., 21 F.3d 1064 (11th Cir. 1994)
- Doughty v. Apfel, 245 F.3d 1274 (11th Cir. 2001)
- Auturo O. Simon v. Comm'r, Soc. Sec. Admin., 1 F. 4th 908 (11th Cir. 2021)
- Hale v. Bowen, 831 F.2d 1007 (11th Cir. 1987)
- Goode v. Comm'r of Soc. Sec., 966 F.3d 1277 (11th Cir. 2020)