BREEDLOVE
v.
COMMISSIONER OF SOCIAL SECURITY
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The court held that the Administrative Law Judge's decision denying disability benefits was supported by substantial evidence and applied correct legal standards.
[1] A determination by the Commissioner of Social Security that a claimant is not disabled must be upheld if it is supported by substantial evidence and comports with applica…
[2] Substantial evidence is more than a scintilla and is such relevant evidence as a reasonable person would accept as adequate to support a conclusion.
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Join FLexlaw to unlock all legal intelligencePlaintiff claimed disability due to bipolar disorder and back problems. The ALJ found her not disabled, determining her subjective complaints were inc…
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Plaintiff seeks judicial review of the denial of her claim for a period of disability, child disability insurance benefits (“CDIB”), and Supplemental Security Income (“SSI”). As the Administrative Law Judge’s (“ALJ”) decision was based on substantial evidence and employed proper legal standards, the Commissioner’s decision is affirmed.
I.
A. Procedural Background
Plaintiff filed an application for a period of disability, CDIB, and SSI (Tr. 234-41, 249-52). The Social Security Administration (“SSA”) denied Plaintiff’s
Plaintiff’s “debilitating allegations of back pain and mental health symptoms are inconsistent with imaging, physical examination findings from treating physicians, mental status evaluations, and high functioning activities of daily living” (Tr. 17). The ALJ determined that Plaintiff had no past relevant work (Tr. 20, 49). Notwithstanding, given Plaintiff’s background and RFC, a vocational expert (“VE”) testified that Plaintiff could perform jobs existing in significant numbers in the national economy, such as a laundry folder, a cleaner, and a garment packer (Tr. 21, 49-51). Accordingly, based on Plaintiff’s age, education, work experience, RFC, and the testimony of the VE, the ALJ found Plaintiff not disabled (Tr. 21).
II.
To be entitled to benefits, a claimant must be disabled, meaning he or she must be unable to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than twelve months. 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A “physical or mental impairment” is an impairment that results from anatomical,
physiological, or psychological abnormalities, which are demonstrable by medically acceptable clinical and laboratory diagnostic techniques. 42 U.S.C. §§ 423(d)(3), 1382c(a)(3)(D). To regularize the adjudicative process, the SSA promulgated the detailed regulations currently in effect, including a provision for payment of a child’s benefits on the earnings record of an insured person who is entitled to benefits if the claimant is 18 years old or older and has a disability that began before attaining age 22. See 20 C.F.R. § 404.350(a)(5); see 42 U.S.C. § 402(d)(1). The regulations establish a “sequential evaluation process” to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520, 416.920. If an individual is found disabled at any point in the sequential review, further inquiry is unnecessary. 20 C.F.R. §§ 404.1520(a), 416.920(a). Under this process, the ALJ must determine, in sequence, the following: whether the claimant is currently engaged in substantial gainful activity;
whether the claimant has a severe impairment, i.e., one that significantly limits the ability to perform work-related functions; whether the severe impairment meets or equals the medical criteria of 20 C.F.R. Part 404 Subpart P, Appendix1; and whether the claimant can perform his or her past relevant work. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). If the claimant cannot perform the tasks required of his or her prior work, step five of the evaluation requires the ALJ to decide if the claimant can do other work in the national economy in view of his or her age, education, and work experience. 20 C.F.R. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v). A claimant is entitled to benefits only if unable to perform other work. Bowen v. Yuckert, 482 U.S. 137, 140-42 (1987); 20 C.F.R. §§ 404.1520(g)(1), 416.920(g)(1). A determination by the Commissioner that a claimant is not disabled must be upheld if it is supported by substantial evidence and comports with applicable legal standards. See 42 U.S.C. §§ 405(g), 1383(c)(3). “Substantial evidence is more than a scintilla and is such relevant evidence as a reasonable person would accept as adequate to support a conclusion.” Winschel v. Comm’r of Soc. Sec., 631 F. 3d 1176, 1178 (11th Cir. 2011) (citation and internal quotation marks omitted). While the court reviews the Commissioner’s decision with deference to the factual findings, no such deference is given to the legal conclusions. Ingram v. Comm’r of Soc. Sec., 496 F. 3d 1253, 1260 (11th Cir. 2007) (citations omitted). In reviewing the Commissioner’s decision, the court may not reweigh the evidence or substitute its own judgment for that of the ALJ, even if it finds that the evidence preponderates against the ALJ’s decision. Winschel, 631 F. 3d at 1178 (citations omitted); Bloodsworth v. Heckler, 703 F. 2d 1233, 1239 (11th Cir. 1983) (citations omitted). The Commissioner’s failure to apply the correct law, or to give the reviewing court sufficient reasoning for determining that he or she has conducted the proper legal analysis, mandates reversal. Ingram, 496 F. 3d at 1260 (citation omitted). The scope of review is thus limited to determining whether the findings of the Commissioner are supported by substantial evidence and whether the correct legal standards were applied. 42 U.S.C. § 405(g); Wilson v. Barnhart, 284 F. 3d 1219, 1221 (11th Cir. 2002) (per curiam) (citations omitted).
III.
Plaintiff argues that the ALJ erred by failing to properly evaluate Plaintiff’s subjective complaints in finding Plaintiff not disabled. Primarily, Plaintiff argues that the ALJ failed to appropriately consider Plaintiff’s auditory hallucinations, angry outbursts due to irritability, headaches, and need to elevate her legs due to her varicose veins. At step four of the sequential evaluation process, the ALJ assesses the claimant’s RFC and ability to perform past relevant work. See 20 C.F.R. §§ 404.1520(a)(4)(iv), 404.1545, 416.920(a)(4)(iv), 416.945. To determine a claimant’s RFC, an ALJ makes an assessment based on all the relevant evidence of record as to what a claimant can do in a work setting despite any physical or mental limitations caused by the claimant’s impairments and related symptoms. 20 C.F.R. §§ 404.1545(a)(1), 416.945(a)(1). In rendering the RFC, therefore, the ALJ must consider the medical opinions in conjunction with all the other evidence of record and will consider all the medically determinable impairments, including impairments that are not severe, and the total limiting effects of each. 20 C.F.R. §§ 404.1520(e), 404.1545(a)(2) & (e), 416.920(e), 416.945(a)(2) & (e); see Jamison v. Bowen, 814 F. 2d 585, 588 (11th Cir. 1987) (stating that the “ALJ must consider the applicant’s medical condition taken as a whole”). In doing so, the ALJ considers evidence such as the claimant’s medical history; medical signs and laboratory findings; medical source statements; daily activities; evidence from attempts to work; lay evidence; recorded observations; the location, duration, frequency, and intensity of the claimant’s pain or other symptoms; the type, dosage, effectiveness, and side effects of any medication or other treatment the claimant takes or has taken to alleviate pain or other symptoms; treatment, other than medication, the claimant receives or has received for relief of pain or other symptoms; any measures the claimant uses or has used to relieve pain or symptoms; and any other factors concerning the claimant’s functional limitations and restrictions. 20 C.F.R. §§ 404.1529(c)(3)(i)-(vii), 404.1545(a)(3), 416.929(c)(3)(i)-(vii), 416.945(a)(3); Social
Security Ruling (“SSR”) 96-8p, 1996 WL 374184 (July2, 1996); SSR 16-3p, 2017 WL 5180304 (Oct. 25, 2017). In addition to the objective evidence of record, the Commissioner must consider all the claimant’s symptoms,3 including pain, and the extent to which these symptoms can reasonably be accepted as consistent with the objective evidence and other evidence. See 20 C.F.R. §§ 404.1529(a), 416.929(a); SSR 16-3p, 2017 WL
5180304, at *2. To establish a disability based on testimony of pain and other symptoms, the claimant must show evidence of an underlying medical condition and either (1) objective medical evidence confirming the severity of the alleged symptoms or (2) that the objectively determined medical condition can reasonably be expected to give rise to the alleged symptoms. Wilson, 284 F. 3d at 1225 (citing
Holt v. Sullivan, 921 F. 2d 1221, 1223 (11th Cir. 1991)). Consideration of a claimant’s symptoms therefore involves a two-step process, wherein the Commissioner first considers whether an underlying medically determinable physical or mental impairment exists that could reasonably be expected to produce the claimant’s symptoms, such as pain. 20 C.F.R. §§ 404.1529(b), 416.929(b); SSR 16-3p, 2017 WL 5180304, at *3-9. If the Commissioner determines that an underlying physical or mental impairment could reasonably be expected to produce the claimant’s symptoms, the Commissioner evaluates the intensity and persistence of those symptoms to determine the extent to which the symptoms limit the claimant’s ability to perform work-related activities. 20 C.F.R. §§ 404.1529(c), 416.929(c); SSR 16-3p, 2017 WL 5180304, at *3-9. Notably, in considering a claimant’s subjective complaints, the ALJ considers both inconsistencies in the evidence and the extent
problems with varicose veins in her legs and blood flow problems; her ability to stand ten minutes and sit five to ten minutes; her need to elevate her legs three times daily for two to three hours; her mental health treatment; and problems with irritability, hearing voices, paranoia, and focus (Tr. 13, 17). After summarizing Plaintiff’s testimony, the ALJ correctly indicated that Plaintiff’s statements concerning the intensity, persistence, and limiting effects of her symptoms were inconsistent with the medical evidence and other evidence of record (Tr. 17). For example, regarding Plaintiff’s headaches, the ALJ found that they constituted a non-severe impairment (Tr. 13). As the ALJ indicated, though Dr. Keshava Babu diagnosed Plaintiff with headaches and Plaintiff complained of frequent headaches in 2017, treatment notes through mid-2018 showed no complaints of headaches and no indication of frequent headaches (Tr. 13, 310-21, 385, 389, 447). The ALJ pointed to an MRI of the brain conducted in June 2017 based upon Plaintiff’s complaints of headaches and dizziness that revealed unremarkable findings (Tr. 421-22). While Plaintiff reported worsening headaches and received medication in late 2018, the ALJ noted that her subsequent treatment notes did not reflect any ongoing significant problems with headaches (Tr. 13, 311- 12, 407-16, 423-25, 447, 450, 455, 465, 506, 513). Likewise, the ALJ concluded that Plaintiff’s varicose veins constituted a nonsevere impairment while also considering Plaintiff’s complaints of pain, swelling in the feet, inability to walk long distances, and need to elevate her legs (Tr. 13, 17). As the ALJ explained, Plaintiff was diagnosed with peripheral venous insufficiency and demonstrated occasional edema and prominent veins, with a venous ultrasound reflux test indicating bilateral great saphenous vein and short saphenous vein reflux and with symptoms present despite compression therapy (Tr. 13, 406-09, 447-57, 465-67, 510). As the ALJ highlighted, however, subsequent treatment notes did not reflect ongoing significant complaints regarding venous insufficiency, and Plaintiff’s examination findings were normal (Tr. 13). Indeed, Plaintiff often presented ambulating normally with no difficulty and with a normal gait, normal station, normal posture, normal tone, normal strength, normal movement of all extremities, full range of motion, normal coordination, and no edema and varicosities (Tr. 13, 17, 315-16, 318, 320-21, 385-86, 389-90, 397-98, 408, 411-12, 448, 451, 456, 466,
502, 506, 513, 517, 520). In addition, the ALJ properly noted that no medical provider instructed Plaintiff to elevate her legs multiple times daily (Tr. 13). The ALJ also thoroughly considered Plaintiff’s subjective complaints regarding her back pain, noting that Plaintiffs lumbar spinal impairment resulted in some degree of functional limitation but not to the extent alleged (Tr. 17-19). In addition to the aforementioned treatment notes indicating normal findings upon examination, the ALJ discussed diagnostic imaging in 2017 that showed a disc bulge at L5-S1 superimposed with broad based central disc protrusion causing mild canal and right lateral recess stenosis, with the disc abutting the transiting right S1 nerve root in 2017 with subsequent diagnostic imaging in 2018 showing stable findings (Tr. 17, 426-29). The ALJ additionally noted physical examinations of the lumbosacral spine where, although Plaintiff demonstrated a positive straight leg test on the right, Plaintiff showed no tenderness to palpation, a full or only mildly reduced range of motion, muscle strength within normal limits, and a normal gait and station (Tr. 17, 384-91). The ALJ acknowledged that Plaintiff demonstrated some tenderness and pain with range of motion testing on subsequent examination but also noted that Plaintiff demonstrated a steady gait and no muscle atrophy at that time (Tr. 17, 397-99). Though Plaintiff complained of back pain in 2019 (Tr. 516-17), Plaintiff also presented with completely normal findings, including normal tone, normal motor strength, no tenderness, normal range of movement of all extremities, normal gait, normal station, and grossly intact sensation (Tr. 17-18, 506-07). In several instances, Plaintiff even denied back pain (Tr. 447, 450, 455,
506, 513, 523). Notwithstanding, as the ALJ noted, Plaintiff presented for physical therapy, demonstrating markedly reduced lumbosacral range of motion due to pain with palpation of the lower thoracic spine revealing moderate muscle spasm and moderate tenderness of the adjacent musculature bilaterally and palpation of the lower thoracic and lumbar regions revealing severe tenderness and muscle spasms bilaterally (Tr. 18, 19, 485-90). At the same time, Plaintiff presented with 5/5 deep neck muscle strength bilaterally and 4/5 lumbar muscle strength bilaterally (Tr. 18, 486). Finally, the ALJ properly considered Plaintiff’s mental impairments, including her anger outbursts and auditory hallucinations (Tr. 13, 15, 18-20). Namely, the ALJ determined that Plaintiff’s bipolar disorder, mood disorder, generalized anxiety disorder, and ADHD all constituted severe impairments (Tr. 13). The ALJ concluded that Plaintiff experienced moderate limitations as to her understanding, remembering, or applying information based on several treatment records showing normal and intact recent and remote memory despite Plaintiff’s complaints of problems with her memory and with following instructions (Tr. 15, 260-67, 506, 510, 516-17, 523). The ALJ next concluded that Plaintiff experienced moderate limitations in interacting with others, specifically pointing to Plaintiff’s allegations of irritability and anger outbursts but noting that Plaintiff’s treatment notes indicated normal mood and, at times, less anger and decreased mood swings, especially when she complied with her medications (Tr. 15, 18-19, 343-80, 471-76, 495-96). As to Plaintiff’s ability to concentrate, persist, or maintain pace, the ALJ found that Plaintiff had a moderate limitation, given her reported problems with concentration, ADHD diagnosis, and mental status evaluations revealing she had difficulty sustaining attention and that her attention and concentration were distractible, although none of her mental health treatment notes reflected testing of Plaintiff’s concentration (Tr. 15, 18-19, 343-80, 471-76, 495-96, 506, 517).
Regarding Plaintiff’s ability to adapt or manage herself, the ALJ determined that Plaintiff experienced a mild limitation because, despite Plaintiff’s statements that she did not handle stress or changes in routine well, her treatment records showed that her insight and judgment ranged from fair to mostly good (Tr. 15, 18-19, 260- 67, 343-80, 471-76, 495-96, 506, 517). Going further, the ALJ discussed Plaintiff’s treatment notes from 2015 through 2019 as well as a depression screening in 2020 (Tr. 18-19, 315, 320, 343-80,
386, 407-08, 412, 447-48, 471-76, 495-96, 506, 510, 513, 517, 523, 524). As the ALJ explained, Plaintiff experienced periods when her symptoms worsened, but Plaintiff tended to decompensate when she was non-compliant with her medications (Tr. 18). The ALJ correctly noted that Plaintiff’s treatment records showed that her symptoms improved significantly when she took her medication consistently, as prescribed (Tr. 18). In discussing Plaintiff’s mental impairments, the ALJ recognized her subjective complaints and symptoms but properly concluded that Plaintiff’s mental impairments were not as severe or limiting as alleged. Given the ALJ’s determination that Plaintiff’s physical and mental impairments were not as limiting as alleged, nothing required the ALJ to incorporate the added limitations into the RFC or a hypothetical posed to the VE. See Crawford v. Comm’r of Soc. Sec., 363 F. 3d 1155, 1161 (11th Cir. 2004) (“[T]he ALJ was not required to include findings in the hypothetical that the ALJ had properly rejected as unsupported”). The ALJ provided substantial evidence in support of her decision, including the findings as to the severity of Plaintiff’s impairments and the limitations stemming from each, and applied the correct legal standards in concluding that Plaintiff’s impairments were not as limiting as alleged. Since the Court may not reweigh the evidence or substitute its own judgment for that of the ALJ, even if it finds that the evidence preponderates against the ALJ’s decision, remand is unwarranted. See Winschel, 631 F. 3d at 1178.
IV.
Accordingly, after consideration, it is hereby ORDERED:
1. The decision of the Commissioner is AFFIRMED.
2. The Clerk is directed to enter final judgment in favor of the Commissioner and close the case. DONE AND ORDERED in Tampa, Florida, on this 22nd day of March, 2022.
J > 7 J f. = ey Y) ANTHONY E. PORCELL| United Sfates Magistrate Judge cc: Counsel of Record
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Authorities Cited
- Bowen v. Yuckert, 482 U.S. 137 (U.S. 1987)
- Winschel v. Comm'r OF Soc. Sec., 631 F.3d 1176 (11th Cir. 2011)
- Crawford v. Comm'r OF Soc. Sec., 363 F.3d 1155 (11th Cir. 2004)
- Foote v. Chater, 67 F.3d 1553 (11th Cir. 1995)
- Bloodsworth v. Heckler, 703 F.2d 1233 (11th Cir. 1983)
- Ingram v. Comm'r OF Soc. Sec. Admin., 496 F.3d 1253 (11th Cir. 2007)
- Donnell Mitchell v. Comm'r, Soc. Sec. Admin., 771 F.3d 780 (11th Cir. 2014)
- Holt v. Sullivan, 921 F.2d 1221 (11th Cir. 1991)
- Jamison v. Bowen, 814 F.2d 585 (11th Cir. 1987)