LUCIAN HERMAN HAWKINS, APPELLANT,
v.
STATE OF FLORIDA, APPELLEE
AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.
The court held that while familial authority is a valid reason for departure, the victim's vulnerability due to mental retardation was an improper basis for departure as it related to the offense for which the defendant was not convicted. The convictions are affirmed, but the sentences are reversed and remanded for resentencing.
[1] A departure sentence may be based on the offender's abuse of a position of familial authority and the special trust arising from that relationship.
[2] A victim's particular vulnerability may constitute a valid basis for departure from sentencing guidelines, especially when the offender is aware of the vulnerability.
Previewing 2 of 5 headnotes on this case. FLexlaw’s editorially structured points of law — every proposition, pinpointed — are reserved for members.
Join FLexlaw to unlock all legal intelligenceAppellant was convicted of sexual battery against his mentally retarded aunt who was confined to a wheelchair. The court imposed a departure sentence,…
The full statement of facts, procedural history, and disposition for this case are member content.
Join FLexlaw to unlock all legal intelligence© FLexlaw, Inc. — AI-generated enrichments are proprietary. All rights reserved.
Explore caselaw by topic → Browse Familial Authority cases and more on FLexlaw
THOMPSON, Judge.
Appellant Lucian Hawkins was convicted of two counts of sexual battery using slight force, a second degree felony, pursuant to § 794.011(5), Fla.Stat. (1985). The court imposed a departure sentence of 15 years incarceration on each count, which Hawkins argues is unsupported by any valid reasons for departure. We cannot agree that the reasons are totally invalid, but we are compelled to agree that one of the reasons appears to be invalid at least in part. Accordingly we affirm the convictions but reverse the sentences and remand for resentencing.
The evidence adduced below established that Hawkins had nonconsensual sexual intercourse with the victim and then forced her to perform fellatio. The victim is Hawkins’ 25 year old aunt who is mentally retarded and confined to a wheelchair by cerebral palsy. The sexual battery occurred at Hawkins’ house where the victim, who lives in a group home, was spending the weekend. The victim has an I.Q. of 55, and her social age equivalent is that of a 6V2 year old child. She is able to perform some minimal personal care tasks, but is unable to live and function independently without care. The victim is extremely fond of Hawkins, her 19 year old nephew.
Hawkins was initially charged pursuant to § 794.011(4)(a), Fla.Stat. (1985) with two counts of sexual battery upon a person 12 years of age or older without that person’s consent when the victim is physically helpless to resist. Hawkins conceivably could have been, but was not, charged pursuant to subsection (4)(e) with sexual battery of a victim the offender knows to be mentally defective. Appellant was convicted of two counts of the lesser included offense of sexual battery using physical force and violence not likely to cause serious personal injury, a second degree felony, pursuant to § 794.011(5), Fla.Stat. (1985).
The recommended guidelines sentence was 5V2 to 7 years incarceration. Instead, the court sentenced Hawkins to 15 years incarceration on each count. As its reasons for the imposition of a departure sentence the court stated:
Before the court is a nineteen year old male convicted of sexual battery with slight force upon a retarded female relative. The circumstances of this case dictate an upward departure from the sentencing guidelines first because of the particular vulnerability of the victim due to her retardation and the trust arising from the familiar [sic] relationship between the two.
Secondly, because the sexual assault was committed by one in a position of familiar [sic] authority whom she should have been able to rely upon for protection and sanctuary. For these reasons the court feels compelled to an upward departure from the sentencing guidelines.
The court’s reliance on the fact that Faw-kins stood in a position of familial authority to the victim, and that by virtue of that relationship a special trust existed between him and the victim which Hawkins abused, is a valid reason for departure. Davis v. State, 517 So. 2d 670 (Fla.1987); Williams v. State, 462 So. 2d 36 (Fla. 1st DCA), review denied 471 So. 2d 44 (Fla.1985). This factor is not one which is common to virtually all sexual batteries, so it is also a valid reason in this regard. Compare Hall v. State, 517 So. 2d 692 (Fla.1988); Mathis v. State, 515 So. 2d 214 (Fla.1987); Lerma v. State, 497 So. 2d 736 (Fla.1986).
Hawkins argues that in considering the victim’s vulnerability as a result of her mental deficiency, the court’s reason for deviating from the guidelines improperly includes factors relating to the instant offense for which convictions have not been obtained, in violation of Fla.R.Crim.P. 3.701 d.ll. A victim’s particular vulnerability may constitute a valid basis for departure, particularly when the offender is aware of the vulnerability. Colemen v. State, 515 So. 2d 313 (Fla. 2d DCA 1987); Berry v. State, 511 So. 2d 1075 (Fla. 1st DCA 1987); Moore v. State, 468 So. 2d 1081 (Fla. 3d DCA 198 ). Although we believe that the victim’s vulnerability as a result of her retardation is a valid basis for departure in the instant case, we also must agree with Hawkins that the court’s reference to the victim’s mental deficiency constitutes a violation of the prohibition set forth in Rule 3.701 d.ll., “Reasons for deviating from the guidelines shall not include factors relating to the instant offense for which convictions have not been obtained.”
Hawkins could have been, but was not, charged pursuant to § 794.011(4)(e), Fla.Stat. (1985) with sexual battery of a victim who is mentally deficient. The jury was instructed that it could find appellant guilty of first degree felony sexual battery if it found either that the victim was physically helpless to resist (§ 794.011(4)(a)) or that defendant knew her to be mentally defective (§ 794.-011(4)(e)). The jury instead found Hawkins guilty of second degree felony sexual battery with the use of force not likely to cause serious physical injury, a lesser included offense, pursuant to § 794.011(5). The jury therefore concluded that it had not been proven beyond a reasonable doubt that the victim’s mental retardation was a factor in Hawkins commission of sexual battery upon his aunt. Davis v. State. A departure sentence cannot be based upon factors which constitute offenses of which the defendant was acquitted or with which he was neither charged nor convicted. Davis v. State; State v. Tyner, 506 So. 2d 405 (Fla.1987); Crouse v. State, 518 So. 2d 287, 12 FLW 2280 (Fla. 2d DCA 1987); Powell v. State, 495 So. 2d 828 (Fla. 1st DCA 1986). Accordingly, the fact that the victim was particularly vulnerable because of her mental retardation is an improper grounds for departure in this case involving the offense of sexual battery under § 794.011, Fla.Stat. (1985).
Since the victim’s vulnerability resulting from her mental retardation may be construed as a valid basis for departure in one respect and as an improper reason for departure in another respect, in an abundance of caution we shall construe it as an improper reason in violation of the prohibition contained in Fla.R.Crim.P. 3.701 d.11. See Vanover v. State, 514 So. 2d 1140 (Fla. 5th DCA 1987). Because the departure sentence imposed was based on both valid and invalid reasons, and because the state has not proven that absent the improper reasons the departure would have been the same, we affirm the convictions but reverse the sentences and remand for resentencing.
SHIVERS and JOANOS, JJ., concur.
Cases With Similar Vibessemantic neighbors from the corpus
Citator
Cited By
-
Smith v. State, 525 So. 2d 477 (Fla. 1st DCA 1988)…ted reasons for departure. Appellant seemingly recognizes that one of the trial court’s departure reasons, abuse of a position of familial authority over the victim, is valid. See Davis v. State, 517 So. 2d 670, 673-674 (Fla.1987); Hawkins v. State, 522 So. 2d 488 (Fla. 1st DCA 1988); Williams v. State, 462 So. 2d 36 (Fla. 1st DCA), review denied, 471 So. 2d 44 (Fla.1985). However, appellant contends that the victim’s emotional trauma arose from crimes for which appellant was not convicted, therefore, departu…
-
Wilson v. State, 567 So. 2d 425 (Fla. 1990)…ons were: “1. The victim in this case is the defendant’s stepdaughter, who suffers from mild mental retardation, and by virtue thereof she was in a particularly vulnerable position because of the trust she placed in the defendant. Hawkins v. State, 522 So. 2d 488 (Fla. 1st DCA 1988). 2. Because the sexual assault was committed by one in a position of familial authority and the defendant was convicted of a crime not predicated upon the existence of such relationship, the usual mental trauma which was caused…1 / 2
-
Suresh Bobby Gopaul v. State, 536 So. 2d 296 (Fla. 3d DCA 1988)…to a victim and by virtue of that relationship a special trust existed between the defendant and the victim which the defendant abused, there exists a valid reason for departure. Smith v. State, 525 So. 2d 477 (Fla. 1st DCA 1988); Hawkins v. State, 522 So. 2d 488 (Fla. 1st DCA 1988); Williams v. State, 462 So. 2d 36 (Fla. 1st DCA 1984), review denied, 471 So. 2d 44 (Fla.1985). See also Gardener v. State, 462 So. 2d 874 (Fla. 2d DCA 1985) (departure from guidelines based on abuse of position of trust upheld);…
Previewing 3 of 5 citing cases — full citator treatment, depth of discussion, and citing context are member features.
Join FLexlaw to unlock all legal intelligenceAuthorities Cited (13 total)
- Ervin Sharp v. State, 497 So. 2d 736 (Fla. 1st DCA 1986)
- J.I. Case Co. v. Henley, 517 So. 2d 692 (Fla. 1988)
- Davis v. State, 517 So. 2d 670 (Fla. 1987)
- State v. Tyner, 506 So. 2d 405 (Fla. 1987)
- Purvis Lee Williams v. State, 462 So. 2d 36 (Fla. 1st DCA 1984)
- Mathis v. State, 515 So. 2d 214 (Fla. 1987)
- Bondurant v. Nickolas P. Geeker, 515 So. 2d 214 (Fla. 1987)
- Elvin Lee Moore v. State, 468 So. 2d 1081 (Fla. 3d DCA 1985)
- Coleman v. State, 515 So. 2d 313 (Fla. 2d DCA 1987)
- Berry v. State, 511 So. 2d 1075 (Fla. 1st DCA 1987)