STATE EX REL. DWYNAL AND IONA PETTENGILL, APPELLANTS,
v.
GEORGE COPELAN, APPELLEE

Fla. 1st DCA | 1985-03-26
No. AY-282
THOMPSON and WIGGINTON, JJ„ concur.
466 So. 2d 1133 Florida District Court of Appeal, First District (1985) Positive Treatment
Cited by 8 cases

AI-generated. These summaries, headnotes, and key points are machine-generated and may contain errors or omissions. Always verify against the full opinion text below. Not legal advice.

Synopsis

Property owners sought damages and injunctive relief after a neighbor constructed a causeway across an adjacent lake without a permit. The Department of Environmental Regulation issued a compliance order requiring restoration, and the circuit court found the neighbor had substantially complied. The appellate court affirmed, holding that DER's satisfaction with compliance was conclusive on the enforcement issue and that the administrative record did not establish nuisance or riparian rights violations.


Holding

The court affirmed, holding that collateral estoppel did not apply because the administrative order expressly disclaimed adjudication of riparian rights and property interests; that any trespass finding was harmless error as the trial court found a technical trespass occurred; that the nuisance claim failed for lack of evidence of impact on appellants' rights; that DER's determination of compliance was conclusive on the enforcement action; that attorney's fees were not warranted as appellants were not the prevailing party; and that the private view was proper where counsel consented.


Headnotes

[1] The doctrine of collateral estoppel does not apply when an administrative order expressly caveats that it is not adjudicating private property interests.

[2] An administrative agency, such as the Department of Environmental Regulation, generally lacks the authority to determine private property rights or riparian rights as bet…

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Key Quotes

“the administrative order expressly caveats that it is not adjudicating any riparian rights or other property interests which appellants might claim”

Establishes that the administrative proceeding did not decide riparian rights, preventing application of collateral estoppel doctrine

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Facts & Procedural History

Appellants and appellee owned adjacent properties bordering Lake Tresca, a freshwater body 250 yards from the Gulf of Mexico. Appellee constructed a c…

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Opinion of the Court
WENTWORTH, Judge.

WENTWORTH, Judge.

Appellants seek review of an order entered in the circuit court for Walton County, upon a claim for trespass, nuisance, interference with riparian rights, and enforcement of a Department of Environmental Regulation (DER) order. Appellants were awarded one dollar for the trespass and judgment was entered in appellee’s favor on the other counts. We affirm.

Appellants and appellee own adjacent parcels of property bordering Lake Tresca, an unusual body of fresh water approximately 250 yards from the Gulf of Mexico. Without applying for or obtaining a permit, appellee began and completed construction of a causeway across the lake. DER filed a Notice of Violation and appellee negotiated a consent order'by which appellee was allowed to submit an “after-the-fact permit application”; appellee agreed that if the application were denied he would remove the fill material and restore the area to its “preproject contours.” Appellee then filed an application for an after-the-fact permit, and DER expressed an intent to issue the permit. Appellants, as substantially interested persons, requested a § 120.57 administrative hearing.

The hearing officer recommended that appellee’s after-the-fact permit application be denied and that appellee be required to restore the area to its preproject contours. The hearing officer expressly cautioned that while appellants “sought to vindicate their riparian rights” in the administrative proceeding they had abandoned any contention that Lake Tresca is navigable and in these circumstances DER is without authority to determine riparian rights as between two private land owners. As to appellants’ claim of trespass the hearing officer further cautioned that DER is likewise without authority to provide a forum for the adjudication of competing claims to private ownership of land. However, noting that DER may not knowingly issue a permit for activities which would constitute a trespass on private property, the hearing officer found that the causeway project does partly lie on appellants’ property. DER substantially adopted the hearing officer’s recommended order and, after some delay, indicated its intention to close the case upon a determination that the required restoration had been made and “no long term impacts are anticipated.”

Dissatisfied with the accepted extent of restoration, appellants filed an action in the circuit court seeking injunctive enforcement of the administrative order and claiming damages for trespass, nuisance and interference with riparian rights, as well as punitive damages. Appellants moved for partial summary judgment, asserting that it had been determined in the administrative proceeding that appellee committed a trespass, created a nuisance, and interfered with appellants’ riparian rights; appellants accordingly sought application of the doctrine of collateral estoppel. The court denied the motion for summary judgment. Appellants also made a motion in limine seeking to preclude appellee from retrying the merits of the administrative proceeding and to limit appellee’s available defenses, with regard to appellants’ claim for injunctive enforcement, to such defenses as are statutorily permitted in enforcement actions. The court took the motion under advisement.

Extensive evidence was presented at trial. The court entered a final order stating that, considering the requirements of the administrative order and further considering the testimony of DER employees, “it is apparent that [appellee] has complied with the Final Judgment to the satisfaction” of DER. The court then expressed the opinion that satisfying DER “is conclusive as to substantial compliance.” The court further noted that as to appellants’ various claims for damages “there is no basis for any of these claims except the trespass and that being only a technical trespass does not give rise to any real damage.” The court therefore awarded damages in the amount of one dollar for trespass, and otherwise denied relief.

Appellants contend the court erred in (1) denying appellants’ motion for partial summary judgment based on collateral estoppel; (2) declining to grant appellants’ motion in limine; (3) denying the claim for injunctive enforcement; (4) denying costs and attorney’s fees; and (5) conducting a private view of the premises.

On the first issue, the administrative order expressly caveats that it is not adjudicating any riparian rights or other property interests which appellants might claim. While the order does state that “the edge of [appellee’s] fill road lies on [appellants’] property” so as to constitute a trespass, the essential determination was merely that the fill was not entirely within appellee’s property. Accordingly, the issue was not presented as to whether there was a trespass upon appellants’ property, and the doctrine of collateral estoppel should not apply. And to the extent that the doctrine might apply to the claim of trespass, any error in the denial of the motion therefor should be harmless since after trial on the merits the court found that a trespass had occurred and accordingly entered judgment for appellants on this claim.

As to the nuisance claim, such an action is dependent upon an interference with the plaintiff’s health, comfort, safety, or proprietary rights. See generally, 38 Fla.Jur. Nuisances, § 1; also see § 386.041, Florida Statutes. In the present case although the prior administrative order suggested that appellee had created certain pollutants in, and altered the contours of, the lake, no finding (other than trespass) was made as to the impact which such activities may have had on appellants’ rights. And, as the hearing officer recognized in expressly disclaiming any determination as to appellants’ riparian or private property rights, any such determination would not have been essential to the agency’s ultimate resolution of the administrative action. On the second issue, § 120.69(5), Florida Statutes, provides that the defending party in a circuit court proceeding for the enforcement of agency action may assert certain specified defenses including “compliance.” In the present case judgment as to the enforcement action was entered solely upon a determination of compliance with the administrative order. While appellee also presented other defenses, such were necessitated by and properly responded to appellants’ additional claims for other relief. Since the enforcement claim was resolved upon a statutorily permitted defense, any error which might be asserted with regard to the court’s failure to expressly grant the motion in limine should be deemed harmless.

In denying appellants’ claim for enforcement the court expressed the opinion that DER’s satisfaction is “conclusive” as to appellee’s compliance with the administrative mandate. While “any substantially interested person” may bring an enforcement action pursuant to § 120.69, appellants’ action is necessarily dependent upon a challenge to DER’s determination that appellee complied with and satisfied the requirements of the restoration order. In making this informal determination and indicating its intention to close the case DER sent appellee a letter verifying its position in this regard; the circumstances would appear to constitute free-form final agency action. To the extent that appellants are dissatisfied with this agency decision, the proper procedure for a challenge thereto would appear to be a § 120.57 hearing request. Appellants have not pursued such relief and, since § 120.69 is available only for the enforcement of, rather than a challenge to, agency action, in the circumstances presented the court below was entitled to deem DER’s satisfaction conclusive so as to establish appellee’s compliance with the restoration order. Appellants claimed attorney’s fees and costs pursuant to § 120.69, Florida Statutes. Section 120.69(7) provides that the court may award costs and fees, if appropriate, to the prevailing party upon a petition for enforcement of agency action. Appellants did not prevail on their enforcement claim, and we note that § 120.69(7) merely authorizes, and does not mandate, an award of costs and fees. Appellants therefore did not establish entitlement to the fees and costs as claimed.

Appellants’ counsel did not object and expressly acceded to the court’s announced intention to make an unaccompanied inspection of the premises. Such agreement precludes assertion of error in this regard. Neither bias nor the deprivation of a fair trial has been shown.

Affirmed.

THOMPSON and WIGGINTON, JJ„ concur.


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Citator

Cited By

  • Porter v. Saddlebrook Resorts, Inc., 679 So. 2d 1212 (Fla. 2d DCA 1996)
    …sed for purposes of collateral estoppel. See Department of Transportation v. Gary, 513 So. 2d 1338 (Fla. 1st DCA 1987); Neidhart v. Pioneer Federal Savings and Loan Association, 498 So. 2d 594 (Fla. 2d DCA 1986); State ex rel. Pettengill v. Copelan, 466 So. 2d 1133 (Fla. 1st DCA 1985). Similarly, there can be no collateral estoppel effect on issues not litigated in the agency proceeding. Meyers v. Shore Industries, Inc.. The recommended order clearly indicates no findings or determinations were made concernin…
  • Neidhart v. Pioneer Fed. Sav. & Loan Ass'n, 498 So. 2d 594 (Fla. 2d DCA 1986)
    …proceeding. Moreover, any determination made by the appeals referee which might touch on the issues in this case was not essential to that agency’s ultimate resolution of the administrative proceeding. See, e.g., State ex rel Pettengill v. Copelan, 466 So. 2d 1133, 1135 (Fla. 1st DCA 1985). Thus, nothing in any judgment obtained in this action will impair any rights already vested from the determination in the unemployment appeals proceeding. Accordingly, we affirm the directed verdict denying punitive damag…
  • United States Mineral Prods. Co. v. Waters, 610 So. 2d 20 (Fla. 3d DCA 1992)
    …ed from the witness prior to his fainting. Because the attorneys failed to object to not being able to cross-examine the witness at trial, this argument was not properly preserved, and the defendants may not argue it on appeal. See State v. Copelan, 466 So. 2d 1133 (Fla. 1st DCA1985); Diaz v. Rodriguez, 384 So. 2d 906 (Fla. 3d DCA1980). Furthermore, whether a particular event requires a mistrial is a matter within the trial court's discretion. See, e.g., Compania Dominicana de Aviacion v. Knapp, 251 So. 2d 18…

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