FRANKEL & SMITH BEAUTY DEPARTMENTS, INC.,
v.
COMMISSIONER OF INTERNAL REVENUE

2d Cir. | 1948-03-22
Nos. 190, Docket 20794
167 F.2d 94 United States Court of Appeals for the Second Circuit (1948) Positive Treatment
Cited by 4 cases

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Holding

The court held that the taxpayer's obligation was not a "note" for purposes of § 719(a)(1) because it did not involve a sum certain and was not unconditional.


Facts & Procedural History

The taxpayer entered into a contract with an obligation to pay a sum not to exceed $75,000. The other party had the right to terminate the agreement, …

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Opinion of the Court
FRANK, Circuit Judge.

FRANK, Circuit Judge.

We have some doubt as to the correctness of taxpayer’s basic contention that, for purposes of § 719(a) (1), any unconditional written obligation, contained in a contract, to pay a sum certain is a “note”; but, as the Commissioner does not, at least in this case, take issue with that contention, we shall here accept it arguendo. Even so, we agree with the Tax Court that no “note” exists here.

In the first place, as of the date when the parties contracted, no one could tell, from the face of the contract or otherwise, the amount for which taxpayer was liable, since the undertaking, even assuming it was unconditional, was to pay a sum “not to exceed a total cost of $75,000.” Accordingly, we ’ do not have here a sum certain.

In the second place, the obligation, in several respects, was not unconditional. We need point to but one condition: Jordan-Marsh had the. right to terminate the agreement at will, on sixty days’ notice at any one of divers dates during the ten-year period of the lease; if it so acted, then, by the provisions of the contract, taxpayer was ■ not required to make any further payments and Jordan Marsh was required to pay taxpayer “for each month of the unexpired term a sum equal to 1/120 part of the $25,000 initially paid by the” taxpayer. As we agree with the Tax Court, we do not consider whether its decision is within so much of the doctrine of Dobson v. Commissioner, 320 U.S. 489, 64 S.Ct. 239, 88 L.Ed. 248 as still remains intact.

Affirmed.


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